CASS MANAGER jobs in LONDON, United Kingdom

. For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support... and oversight. In the short term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return...

Wise

. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising..., and an understanding of MiFID and CASS rules University educated with at least one degree Great communication and listening skills...

Harvey Nash

changes in relation to CASS Reporting. - have led teams of 5+ in the past. CASS OVERSIGHT MANAGER PRIMARY RESPONSIBILITIES...Looking for a CASS Oversight Specialist & experienced people leader. Please reach out if: - you have 10+ years working...

Robert Walters

. Job Description: You already know what an Audit Assistant Manager does, so we want to tell you what it’s like to work within Audit at Grant Thornton... to work and pursue your passions inside and outside of work. A look into the role We are looking for an assistant manager...

Grant Thornton

- meaning you'll have the opportunity to make a real impact. As a Product Manager at JPMorgan Chase within the International... a cross-functional way and we value your opinion in every matter; So, as are a product manager, if you want to get into design...

JPMorgan Chase

(“CASS”) Resolution Pack and the Client Money & Assets (“CMAR”) Return Design and conduct quality assurance testing in... accordance with CASS procedures Provide advice on finance CASS controls to the business Assist Compliance and the Financial...

Onyx Capital Group

reports. Ensuring client money and asset procedures comply with CASS and are kept up to date. Maintaining the CASS... Resolution Pack. Maintaining the CASS Applicability and Control matrix. Maintaining the Prudent Segregation policy...

eToro

matters and raises with a manager and/or partner, while exercising judgement within agreed parameters. Produce work for the... Manager and/or Partner review clearly highlighting issues and providing potential solutions to issues identified. Identify...

BDO

. For everyone, everywhere. More about our mission . Job Description We are looking for a proactive controller and audit manager to join our Treasury risk... with the Client Asset Sourcebook (CASS). Your job will be to ensure our control framework is designed and operating effectively...

Wise

. For everyone, everywhere. Job Description We are looking for a proactive controller and audit manager to join our Treasury risk and control team. Our customers depend on Wise to protect... their money, whether it be via Safeguarding or through compliance with the Client Asset Sourcebook (CASS). Your mission Be the...

Wise

. For everyone, everywhere. Job Description We are looking for a proactive controller and audit manager to join our Treasury risk and control team. Our customers depend on Wise to protect... their money, whether it be via Safeguarding or through compliance with the Client Asset Sourcebook (CASS). Your mission Be the...

Wise

CASS Regulatory Requirements (including CMAR, CASS Resolution Pack and Banking Exemption adherence) provide CASS... relationship management services to relevant areas of the Investment Bank assist with testing a suite of CASS controls to ensure...

UBS

directly into the Senior CASS Oversight Manager the Lead Associate for the CASS Reconciliations team will be pivotal in...Calling all CASS Reconciliations Specialists! Please apply if you have; - CASS 6 & 7 Reporting, Reconciliations...

Robert Walters

Maldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market... is also available due to an internal promotion. The ideal candidate will have several years of experience in a CASS Oversight function...

Maldon Partners

Job Description: Global Shares - Regulatory Reporting Manager Global Shares, a J.P. Morgan company, is a leading... an Regulatory Reporting Manager, reporting to the Global Shares Head of Client and Assets, to join our team based in Europe...

JPMorgan Chase

achieve their objectives. The Compliance Policy Manager role supports the Senior Compliance Manager in providing input... Manager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation...

AJ Bell

Job Description: Digital Conduct Manager (Investments) We know that people want great value combined... every step of the way - meaning you'll have the opportunity to make a real impact. Our Digital Conduct Manager...

JPMorgan Chase