THE FCA jobs in WEST YORKSHIRE, United Kingdom

Land Registry and the FCA as well as assisting with marketing and business development documentation. Applicants...An exciting opportunity has arisen for a team administrator to join a leading law firm based in Leeds. The...

and being aware of following the regulatory requirements of the FCA. What you'll need: This role will require excellent...At Direct Line Group, insurance is just the start. Combining decades of industry experience with talented people in...

to Coast is a FCA regulated investment company created to pool the investments of like-minded Local Government Pension Scheme...1x Permanent, Full Time 1x 18 Months Fixed Term Contract The objective of the Client Relationship Management team...

Reconciliations Administrators play a vital role in ensuring the firm’s compliance with our FCA requirements. Simply put... of our industry, FCA regulations and how our firm operates. This can then act as a pathway to further qualifications, such as the...

career opportunity. The primary duties for this role includes research and report writing and as such all candidates... records updated Work closely with the Financial Planner to ensure the correct client centric outcome Attend client meetings...

and complying with FCA guidelines Maintaining core systems ensuring that all documents are uploaded to the back-office system... of Financial Planners Ensuring that the preparation of advice for clients is of the highest quality and delivered in an efficient...

Sandal Wakefield is looking for a Retail/Business Manager. Your role The role will provide assistance... and leadership in finance and insurance sales whilst coaching Sales Executives and Sales Geniuses. Reporting to the Sales Manager...

qualitative services to COO, generating the right outcomes for customers and meeting policy requirements. Key Responsibilities...: Management of the specialist First Line Controls Assurance Team conducting assurance oversight on important and critical third...

will take ownership of an allocated caseload and delve into the investigation of complaints, meticulously adhering to FCA DISP and FOS... Financial Planning or close to completion. Awareness of FCA Dispute Resolution processes and FOS guidelines. Knowledge of the...

qualitative services to COO, generating the right outcomes for customers and meeting policy requirements. Key Responsibilities...: Management of the specialist First Line Controls Assurance Team conducting assurance oversight on important and critical third...

will take ownership of an allocated caseload and delve into the investigation of complaints, meticulously adhering to FCA DISP and FOS... Financial Planning or close to completion. Awareness of FCA Dispute Resolution processes and FOS guidelines. Knowledge of the...

Desirable Knowledge of ISA or SIPP products would be a considerable advantage • Knowledge of the FCA complaint handling... throughout. We’re now the UK’s number one flat-fee investment platform, with assets under administration approaching £55 billion...

on used car purchases, leasing deals and aftersales service. Are you ready to drive beyond the possible; to work... for an industry game-changer with inspirational people, with the opportunity to thrive in your career? As a Sales Executive, you’ll...

regulatory standards set out in the relevant FCA rules and guidance. Make informed risk decisions and effectively... throughout. We’re now the UK’s number one flat-fee investment platform, with assets under administration approaching £55 billion...

to Friday 9-5 Generous benefits This is the perfect role for an individual with a strong administration background who... enjoys interaction on the phone with external businesses, preferably in commercial property insurance. This position...

insurance company serving across 70 different countries, but from the very first day you join our team you'll know... standards of behaviour across all elements of the role, you will assist in supporting the national strategic objectives...

Northwest England We have an exciting opportunity for an Underwriter to join our new Financial Lines team based in the... under Delegated Authority schemes and disciplines. You will have good administration and communication skills with the...