THE FCA jobs in LEEDS, United Kingdom

Land Registry and the FCA as well as assisting with marketing and business development documentation. Applicants...An exciting opportunity has arisen for a team administrator to join a leading law firm based in Leeds. The...

throughout. We’re now the UK’s number one flat-fee investment platform, with assets under administration approaching £55 billion... approach and bold values sit at the heart of this. We are honest, straight-talking, and transparent with our customers...

Desirable Knowledge of ISA or SIPP products would be a considerable advantage • Knowledge of the FCA complaint handling... throughout. We’re now the UK’s number one flat-fee investment platform, with assets under administration approaching £55 billion...

regulatory standards set out in the relevant FCA rules and guidance. Make informed risk decisions and effectively... throughout. We’re now the UK’s number one flat-fee investment platform, with assets under administration approaching £55 billion...

About Us: One third of the UK working age population are unable to access affordable credit. We at Amplifi want... to rectify this issue. We aim to improve the nation’s financial health, using our state-of-the-art FinTech ecosystem, allowing...

insurance company serving across 70 different countries, but from the very first day you join our team you'll know... standards of behaviour across all elements of the role, you will assist in supporting the national strategic objectives...

. You will provide advice and assistance to clients on general legal points, as needed, such as queries on the Consumer Credit Act... and the statutory framework, jurisdictional points and regulatory issues. You will assist the General Counsel/COLP and the...

Northwest England We have an exciting opportunity for an Underwriter to join our new Financial Lines team based in the... under Delegated Authority schemes and disciplines. You will have good administration and communication skills with the...

standards set out in the relevant FCA rules and guidance. Maintain the first line of defence by operating risk controls... and procedures that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular...

underwriting experience Good knowledge of the FCA and other relevant regulation and legislation Have a love of learning..., within the Insurance Industry? Perhaps you have a background in Underwriting and want to take that next step into leadership...

. Ensure compliance with FCA requirements, the Branch Manual, Code of Conduct policies and T&C framework. How we’ll reward... and the FCA. Good attention to detail and accuracy Commitment to maintaining compliance and identifying issues...

Funds with a total asset value of c.£60 billion (as of the 31st of March 2023). Border to Coast is a FCA regulated... detailed fundamental research on companies in global equity sectors within the research team, which sits within the wider...

Do you have a background as a Collections Agent with a passion for delivering the best service... supporting the financial health of NHS organisations by supporting customers on their overdue accounts and ensuring timely...

Do you have a background as a Collections Agent with a passion for delivering the best service... supporting the financial health of NHS organisations by supporting customers on their overdue accounts and ensuring timely...

MERJE are partnered with one of the UK's largest independent investment management and stockbroking firms in... their search for a talented Financial Controller. In this role you will play a vital, senior position in ensuring the Finance...

, etc. Ensuring the organisation is compliant with all new FCA appropriate regulations; And any other tasks required to be undertaken...COMPLIANCE OFFICER LEEDS + HYBRID WORKING SALARY UP TO £35,000 THE OPPORTUNITY: Join an exciting insurance...

to business processes and procedures that are designed to meet the regulatory standards set out in the relevant FCA rules... throughout. We’re now the UK’s number one flat-fee investment platform, with assets under administration approaching £55 billion...