THE FCA jobs in WEST YORKSHIRE, United Kingdom #2

to Coast is a FCA regulated investment company created to pool the investments of like-minded Local Government Pension Scheme...1x Permanent, Full Time 1x 18 Months Fixed Term Contract The objective of the Client Relationship Management team...

career opportunity. The primary duties for this role includes research and report writing and as such all candidates... records updated Work closely with the Financial Planner to ensure the correct client centric outcome Attend client meetings...

on Amplifi’s risk profile. You will be required to be certified by the business in line with the FCA’s ‘Fit and Proper’ test...About Us: One third of the UK working age population are unable to access affordable credit. We at Amplifi want...

qualitative services to COO, generating the right outcomes for customers and meeting policy requirements. Key Responsibilities...: Management of the specialist First Line Controls Assurance Team conducting assurance oversight on important and critical third...

will take ownership of an allocated caseload and delve into the investigation of complaints, meticulously adhering to FCA DISP and FOS... Financial Planning or close to completion. Awareness of FCA Dispute Resolution processes and FOS guidelines. Knowledge of the...

qualitative services to COO, generating the right outcomes for customers and meeting policy requirements. Key Responsibilities...: Management of the specialist First Line Controls Assurance Team conducting assurance oversight on important and critical third...

will take ownership of an allocated caseload and delve into the investigation of complaints, meticulously adhering to FCA DISP and FOS... Financial Planning or close to completion. Awareness of FCA Dispute Resolution processes and FOS guidelines. Knowledge of the...

to Friday 9-5 Generous benefits This is the perfect role for an individual with a strong administration background who... enjoys interaction on the phone with external businesses, preferably in commercial property insurance. This position...

. You will provide advice and assistance to clients on general legal points, as needed, such as queries on the Consumer Credit Act... and the statutory framework, jurisdictional points and regulatory issues. You will assist the General Counsel/COLP and the...

Northwest England We have an exciting opportunity for an Underwriter to join our new Financial Lines team based in the... under Delegated Authority schemes and disciplines. You will have good administration and communication skills with the...

standards set out in the relevant FCA rules and guidance. Maintain the first line of defence by operating risk controls... and procedures that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular...

underwriting experience Good knowledge of the FCA and other relevant regulation and legislation Have a love of learning..., within the Insurance Industry? Perhaps you have a background in Underwriting and want to take that next step into leadership...

and procedural policies in force at all times e.g. FCA Regulations, DPA requirements. Requirements of the Successful Warranty...) This is a role for candidates with a technical / mechanical background Get off the tools, regain your weekends, and benefit...

products (desirable) Good working knowledge of the UK regulatory framework and experience with FCA or PRA handbooks. Focus.... Job Description: You will play a pivotal role in the successful delivery of the compliance monitoring plan and advancements to the company's risk...

products (desirable) Good working knowledge of the UK regulatory framework and experience with FCA or PRA handbooks. Focus.... Job Description: You will play a pivotal role in the successful delivery of the compliance monitoring plan and advancements to the company's risk...

, etc. Ensuring the organisation is compliant with all new FCA appropriate regulations; And any other tasks required to be undertaken...COMPLIANCE OFFICER LEEDS + HYBRID WORKING SALARY UP TO £35,000 THE OPPORTUNITY: Join an exciting insurance...

, we make credit work better for all! Our mission is to help customers on the path to becoming debt free; with a real focus.... As Customer Journey Manager, you will be responsible for the end-to-end customer journey in all customer facing channels including...