SENIOR COMPLIANCE OFFICER REGULATORY jobs in LONDON, United Kingdom

, apply now. Home Vacancy Description : Senior Compliance Monitoring Officer 019023 Lisa Tompkins... Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies...

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible...: Execute and implement firm-wide AML risk management policy and strategic direction Maintain AML compliance program for the...

a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the... of agreed plans to ensure the achievement of the Compliance department’s objectives. Monitor regulatory developments...

looking for a Senior Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance... obligations and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD... manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line... their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key Responsibilities...

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

regulations and legislation, (b) to provide advice and guidance to the Board and Senior Management on key compliance risk issues... of activities under the EFS Compliance Programmes, including risk assessments, product reviews, regulatory change implementation...

regulations and legislation, (b) to provide advice and guidance to the Board and Senior Management on key compliance risk issues... of activities under the EFS Compliance Programmes, including risk assessments, product reviews, regulatory change implementation...

's Compliance team, who are responsible for providing compliance oversight of the firm's operations. ​ Main Duties Key... compliance team. Leading in identifying and implementing upcoming regulations relevant to marketing material and communications...

. Demonstrable experience of Public Markets Compliance. Demonstrable experience of dealing with the regulatory change agenda, and in... choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance...

Kong and Singapore, which consists of a Business Acceptance Manager, a Senior Compliance Officer and three Compliance... Acceptance team consists of the Head of Business Acceptance, an AML and Sanctions Manager, three Senior Compliance Officers...

as required and perform tasks requested by the Senior Compliance Officer(s), e.g. regulatory returns, regulatory research, compliance projects...: We are looking for a contractor to support the Senior Compliance Officer(s) responsible for Financial Crime, Advisory and Monitoring. The individual...

alongside the senior leadership Team, the Governance & Compliance Officer will lead arrangements for governance and coordinate... Officer, Governance and Compliance Specialist, Senior Governance Officer....

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...