SENIOR COMPLIANCE OFFICER REGULATORY jobs in LONDON, United Kingdom #4

. Ensures that effective internal controls are in place and ensures compliance with GAAP and applicable regulatory laws...Job Description: The Chief Financial Officer, UK & Europe position is accountable for the administrative, financial...

of Directors, and other key stakeholders.Ensure legal and regulatory compliance regarding all financial functions. This includes...Chief Financial Officer (London)Base to £300,000 plus bonus and carry.My client is a global energy focused asset...

Job Description: Job Title: Money Laundering Reporting Officer - United Kingdom Corporate Title: Managing Director... business operations/business control functions within Enterprise, LOB or ECF Compliance functions. Functions that are managed...

include contract negotiations, vendor selection, and ongoing vendor management. Compliance and Regulatory Affairs... company in the mindfulness, wellness, consumer goods and personal growth space is seeking a Chief Operating Officer...

in relation to data protection, privacy and independent assurance of IT controls Monitor regulatory compliance... Security Officer - Global Insurance Group |Experienced CISO advising board level, risk committee and senior stakeholders...

controls Monitor regulatory compliance and security policies to educates business unit leaders and service managers... and senior stakeholders A proven Chief Information Security officer or Information Security Executive with a track record...

abreast of industry trends and regulatory changes within the financial services industry. credit risk officer|emerging...The Chief Risk Officer will be a credit risk expert and conduct credit risk checks as well as oversee all risks. As the...

successful candidate will be responsible for maintaining technology governance frameworks, ensuring compliance with regulatory requirements... of regulatory requirements, industry standards, and best practices related to technology governance, risk, and compliance. Proven...

and a fantastic opportunity to join a firm which continues to be at the forefront of its industry. You will support the Senior... Manager, Information Security & Privacy with regulatory responsibilities for the business aspects of privacy and information...

and a fantastic opportunity to join a firm which continues to be at the forefront of its industry. You will support the Senior... Manager, Information Security & Privacy with regulatory responsibilities for the business aspects of privacy and information...

and Regulatory Responsibilities Ensuring adherence with regard to internal Credit Agricole S.A. Group compliance guidelines... reconciliation of the Front to Back office system, Production of Flow/ Stock management reports, regulatory reports such as MIFIR...

Coordinating information security responses across the organization to regulatory examinations, attestations and performing gap... analyses against new or updated mandates Demonstrating compliance to laws, regulations and industry standards that govern...

to ensure compliance with regulatory requirements. Develop and implement robust AML/CTF policies, procedures, and controls... experience (Current MLRO(SMF17) preferred). Proven experience as an MLRO or in a senior compliance role within the financial...

and systems; and ensuring compliance with legal and regulatory requirements, including health and safety standards and HR... as a CEO or senior executive in a turnaround management capacity, preferably within the charitable sector. Track record...

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for Model Risk in HSBC Innovation Banking, who is HSBC Innovation Banking Chief Financial Officer, by embedding the key aspects... Prudential Regulatory Authority Supervisory Statement SS1/23 “Model Risk Management Principles for Banks” in HSBC Innovation...

work flexibly within these 🏢 Department: Legal & Compliance 📈 Experience level: Mid-Senior Level... of our ongoing programme of data protection compliance with support from our external Data Protection Officer Advise on or oversee...