SENIOR COMPLIANCE OFFICER FCA jobs in United Kingdom #2

matters and queries arising from BII’s operations in relation to FCA and overseas regulations Updating compliance risk..., as well as understanding the compliance obligations in other countries in which BII operates Support with the development of senior management...

. Conducting comprehensive compliance risk assessments and overseeing regulatory reporting. Providing expert guidance to senior... compliance consultants. Requirements: Extensive experience (10+ years) in senior compliance roles with a specific focus...

to continued success, they are now looking to add a talented Deputy Head of Compliance & DMLRO / Nominated Officer to the team..., payments or FinTech or other financial services firm Previous experience in a senior compliance and AML role or as a Deputy...

. Conducting comprehensive compliance risk assessments and overseeing regulatory reporting. Providing expert guidance to senior... compliance consultants. Requirements: Extensive experience (10+ years) in senior compliance roles with a specific focus...

Conduct Authority (FCA), and experience in holding the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting... Officer) functions. Key Responsibilities: - Develop, implement, and maintain an effective compliance framework and program...

Conduct Authority (FCA), and experience in holding the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting... Officer) functions. Key Responsibilities: - Develop, implement, and maintain an effective compliance framework and program...

Protection Officer to resolve the same. Co-ordinate external Compliance advice and training. Be a coach and mentor to assist... of this position is to support the Risk Management & Compliance Support Department (“RMCS”) and B&C's Board of Management in advising...

Compliance Officer oversights the Bank's conduct and compliance model identifying any specific local requirement to be respected... person for the Compliance function within the FCA (SMF 17 and/or SMF 16) will be highly desired. - Excellent organisational...

Compliance Officer oversights the Bank's conduct and compliance model identifying any specific local requirement to be respected... person for the Compliance function within the FCA (SMF 17 and/or SMF 16) will be highly desired. - Excellent organisational...

framework and MI within the team, serving as a PRA Approved Person SMF2 and acting as the Senior Accounting Officer for HMRC... and compliance within organisations authorised by the FCA and PRA. Experience working in, or supporting, a principal investing...

framework and MI within the team, serving as a PRA Approved Person SMF2 and acting as the Senior Accounting Officer for HMRC... and compliance within organisations authorised by the FCA and PRA. Experience working in, or supporting, a principal investing...

Location : Flexible, UK Job Advert Role Overview – Group Conduct Officer / Business Partner Manager Location... - Flexible, UK The role The role sits within GRC (2LOD) in the Compliance team and reports to the Group Head of Compliance...

What the Hiring Manager Says The Money Laundering Reporting Officer (MLRO) role is responsible for identifying... for businesses within both the Affluent and High Net Worth segments. Chief Risk Officer About the Role ​Level: Level 6...

Job Description Job Title: Deputy Chief Risk Officer (Deputy CRO) - UK Industry: Banking Location: United Kingdom... Salary: Competitive Salary Package + Benefits Purpose of the Role: The Deputy Chief Risk Officer (Deputy CRO...

as a Money Laundering Reporting Officer / Compliance Officer, joining our Compliance department. We are building a Financial... You'll report to: Senior Manager, Compliance Team: Compliance Location: UK Start date: May 2024 Application process...

Ensure compliance with all relevant risk-related regulations Present risk reports to the board and relevant stakeholders... of industry trends and changes in the regulatory environment Manage the relationship with the regulator and all senior...

management Ensure compliance with all relevant risk-related regulations Present risk reports to the board and relevant... of industry trends and changes in the regulatory environment Manage the relationship with the regulator and all senior...