SENIOR COMPLIANCE OFFICER FCA jobs in LONDON, United Kingdom

At Talbot, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer... Plan. Understand and articulate how to practically apply, PRA, FCA and Lloyd’s regulations, and support compliance...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... Under Graduate Degree or equivalent Extensive working knowledge of compliance within the asset management industry Knowledge of FCA...

Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer..., including in-depth knowledge of regulatory compliance spanning the UK environment, specifically expectations of the FCA and PSR...

effectively through the complexity of the regulatory environment. This is a senior role within the Compliance Team, reporting... matters, and supporting the Head of Compliance to create and maintain an environment in which senior management and the...

This position seeks a Senior Compliance Analyst who will work closely with the MLRO and Compliance Officer to manage.... Growing Compliance team based in London|Working closely with the Compliance Officer and MLRO A successful Senior Compliance...

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support... the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct...

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support... the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct...

Eames is working with a Lloyd's syndicate on the appointment of a Senior Customer Officer for their London office...: · Collaborate closely with Conduct Oversight Lead to establish conduct framework for compliance with FCA, PRA, Lloyd's and overseas...

Join an esteemed London Insurer as a Senior Customer Oversight Officer and play a pivotal role in ensuring adherence... & Accountability: The Senior Customer Oversight Officer will support the Customer Oversight Lead and the Customer Oversight Manager...

matters and queries arising from BII’s operations in relation to FCA and overseas regulations Updating compliance risk..., as well as understanding the compliance obligations in other countries in which BII operates Support with the development of senior management...

. Conducting comprehensive compliance risk assessments and overseeing regulatory reporting. Providing expert guidance to senior... compliance consultants. Requirements: Extensive experience (10+ years) in senior compliance roles with a specific focus...

to continued success, they are now looking to add a talented Deputy Head of Compliance & DMLRO / Nominated Officer to the team..., payments or FinTech or other financial services firm Previous experience in a senior compliance and AML role or as a Deputy...

. Conducting comprehensive compliance risk assessments and overseeing regulatory reporting. Providing expert guidance to senior... compliance consultants. Requirements: Extensive experience (10+ years) in senior compliance roles with a specific focus...

Protection Officer to resolve the same. Co-ordinate external Compliance advice and training. Be a coach and mentor to assist... of this position is to support the Risk Management & Compliance Support Department (“RMCS”) and B&C's Board of Management in advising...

Compliance Officer oversights the Bank's conduct and compliance model identifying any specific local requirement to be respected... person for the Compliance function within the FCA (SMF 17 and/or SMF 16) will be highly desired. - Excellent organisational...

Compliance Officer oversights the Bank's conduct and compliance model identifying any specific local requirement to be respected... person for the Compliance function within the FCA (SMF 17 and/or SMF 16) will be highly desired. - Excellent organisational...

framework and MI within the team, serving as a PRA Approved Person SMF2 and acting as the Senior Accounting Officer for HMRC... and compliance within organisations authorised by the FCA and PRA. Experience working in, or supporting, a principal investing...