HEAD OF COMPLIANCE SMF16 jobs in United Kingdom

An international bank specializing in prime brokerage and institutional equities is looking for a Head of Compliance... is a resource supporting the Head of Compliance and MLRO in their role who focuses mostly on financial crime compliance activities...

meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of Compliance to lead... growing and well backed Asset Management firm. The Role: As Head of Compliance, you will hold a critical position in...

meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of Compliance to lead... growing and well backed Asset Management firm. The Role: As Head of Compliance, you will hold a critical position in...

Pro has an exciting opportunity for a Head of Compliance to join its Pro MGA Solutions team. The successful postholder... as required Be accountable for the Compliance Oversight Function role (SMF16) Skills and Experience required: An in depth understanding...

roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence...SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid...

Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial... with confidence and peace of mind. Role Overview: Our client is seeking an experienced and highly skilled Head of Compliance to lead...

Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial... with confidence and peace of mind. Role Overview: Our client is seeking an experienced and highly skilled Head of Compliance to lead...

a Head of Compliance with strong AIF product knowledge. The role will involve enforcing regulations in all aspects and levels... governance practices. head of compliance |AIF · Law degree and a LLM will be considered an asset; · Excellent verbal...

Board meetings to ensure that the Board are following correct corporate governance practices. head of compliance |AIF... approval); · Holder of all relevant Compliance and AML certificates; · Knowledge of AIFMD and MiFID; . Ideally SMF16, 17...

Role: Head of Compliance & MLRO (SMF16 and SMF17) Location: Birmingham (Hybrid) Salary: £100-£120,000 Skills...: Compliance, Conduct, Crime, Money laundering, MLRO, SMF16, SMF17, Leadership, Banking, Lending, Challenger The Role...

wider Compliance team, Legal and Risk counterparts Provide support to the Head of UK Compliance (SMF16) on relevant UK... What we are looking for: We are looking for our next Senior Compliance Executive based in our UK Product Compliance Advisory team in Henley-on-Thames. You will act as the...

to the Head of Compliance (SMF16), and is responsible for leading on banking, payments and general compliance advisory... and related UK law and regulation. · Support the Head of Compliance (SMF16) with FCA and PRA engagement, including regulatory...