SENIOR COMPLIANCE OFFICER FCA jobs in United Kingdom #3

to PIB he was Head of Compliance for Lorica Insurance Brokers and has held senior compliance positions within Towergate... to the Head of Risk & Assurance which is held by Luke Everall. Luke has 20 years’ experience in risk, compliance and internal...

Practice (COLP). Money Laundering Compliance Officer (MLCO), Money Laundering Reporting Officer (MLRO) and FCA Compliance... and ultimate responsibility for discharge of a number of key statutory and regulatory roles including Compliance Officer for Legal...

(MLRO) and FCA Compliance Officer Role purpose The role of the Senior In-House Lawyer is to be a trusted adviser to the... Compliance Officer for Legal Practice (COLP). Money Laundering Compliance Officer (MLCO), Money Laundering Reporting Officer...

Job title: Senior Pricing Actuary Salary: £120,000 Location: London Purpose of role: Our client seeks... data sources. Additionally, this individual will assume a leadership role alongside other senior team members in...

: The role of Senior Compliance Associate, reporting to the UK Compliance Officer, is a fully remote position within LemFi... Compliance team where needed. Responsibilities are as follows: Assist with FCA required reports File SARs Update UK AML...

within the exciting and dynamic environment at FTI Consulting. The EMEA Legal, Risk & Compliance Team enjoys a challenging... with external counsel on issuing statutory demands Support Senior Lawyers in the team (where required) with major commercial...

within the exciting and dynamic environment at FTI Consulting. The EMEA Legal, Risk & Compliance Team enjoys a challenging... with external counsel on issuing statutory demands Support Senior Lawyers in the team (where required) with major commercial...

of potential customer vulnerabilities and able to apply that understanding to customer outcomes. Ensuring that personal compliance... with the Group, UK Risk and Compliance policies, Regulatory requirements, and local business unit policies and controls...

to our Chief Risk Officer) to join our large and highly experienced Compliance and Risk team supporting LSL’s Financial Services... particular FCA requirements Ability to handle confidential and sensitive issues Ability to influence at a senior level...

for the firm's compliance with FCA rules on systems and controls against financial crime and will ensure that the bank remains... and the Board. The role holder will also be the Designated Responsible Officer (RO) for Foreign Account Tax Compliance Act...

Our client, a leading FS business, is looking to recruit a new Head of Fraud and Financial Crime into their senior leadership... and collaboration, analytics and rules management and operational task management Ensure all regulatory and compliance requirements...

and ongoing Certification/Fitness & Propriety reviews, regulated references and FCA Register Overseeing governance for MRT... to the F&P Panel/Chief People Officer as required Minimum candidate requirements (skills and experience): Proven...

to be appointed a Senior Credit Officer. Ability to work effectively in team setting. Able to effectively interact with a variety... internally, often at a senior level. Some external communication/negotiation may be necessary. Responsible for executing...

to be appointed a Senior Credit Officer. Ability to work effectively in team setting. Able to effectively interact with a variety... required to negotiate internally, often at a senior level. Some external communication/negotiation may be necessary. Responsible...

and analytical experience is required Must be at least a Level 1 Senior Credit Officer, or demonstrate the ability to attain Level 1... communication with senior management, auditors and regulators on all aspects Knowledge/Experience: Candidates...