HEAD OF WEALTH COMPLIANCE jobs in LONDON, United Kingdom

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

-active, highly motivated and ambitious individual to lead and develop our Compliance and Risk team as the Group Head of Risk...At Plum, we're on a mission to maximise wealth for all. We’re making saving money effortless and turning investing...

and entity management services. ROLE OVERVIEW Based out of our London office you will support the Head of Private Wealth... collection, meeting monthly and annual revenue targets. Supporting the Head of Private Wealth & Family Office with the...

Management Europe (WME) executive committee as well as reporting and presenting WME results to the head office Wealth Management... and management reporting. The position will be focused on the Wealth Management Europe business with a concentration...

across four market-leading business divisions – Global Advisory, Wealth Management, Asset Management and Five Arrows... calibre talent to ensure we and our clients benefit from the value of difference. Rothschild & Co Wealth Management...

desirable Our client are a leading wealth management firm with head office in London A comprehensive benefits package... protocols, ensuring compliance with GDPR and other relevant legislation in the financial services industry. Lead and manage...

Specialist who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management... Risk, Core Compliance and Wealth Management. What you’ll do Undertaking on-going desk-based monitoring of trading...

their line manager, Head of Compliance and broader function in alignment with the Compliance Monitoring Specification...Purpose of the Job Quintet Private Bank is a leading private bank in the wealth management sector; we are committed...

within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head... Managed Services but work closely with the Sales, Operations, Technology / Product team across Regulatory Compliance...

Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals... with applicable laws, regulations, and internal policies. As part of a collaborative global team, you will contribute to Compliance...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...

, Newton’s CCOs and the Global Head of Compliance to confirm and document identified issues and actions. Chasing of issue...Job Description: Newton, Compliance Testing Analyst Newton is a global investment management firm owned by BNY...

Acceptance team consists of the Head of Business Acceptance, an AML and Sanctions Manager, three Senior Compliance Officers... and ten Compliance Officers based in the firm's London office. The London team works closely with the Business Acceptance teams in Hong...

Job Summary The candidate will work as part of the European AML Team primarily providing AML Compliance Services... to Capital Markets (CM) Europe and Wealth Management International (WMI) British Isles. The candidate will support the delivery...

Acquisitions Compliance Manager MERJE, United Kingdom (Remote) Our client, a specialist Wealth Management firm... are looking for an Acquisitions Compliance Manager to join and assist the Head of Acquisitions Compliance with understanding a target firm's culture...

ability to maintain a realistic balance among multiple priorities. This role will report directly to the Global Head of Compliance, S&P... compliance responsibilities Inform and escalate significant matters to the Global Head of Compliance for the Division...