HEAD OF WEALTH COMPLIANCE jobs in LONDON, United Kingdom #2

Job Description: About the Role: Grade Level (for internal use): 14 Head of Enterprise Solutions Business... offerings covering enterprise data management, investment management, loans platforms, regulatory and compliance solutions...

Job Description: About the Role: Grade Level (for internal use): 13 The Role: Head of Corporate Sales (Player..., and their customers operate. With solutions spanning, Global Risk and Maritime, Economic Indicators and Forecasts, Trade Compliance...

Downtime: Generous time off helps keep you energized for your time on. Continuous Learning: Access a wealth of resources... securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant...

's material risks. Our divisions include behavioural risk, compliance, credit, financial crime risk, internal audit, market risk... group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing...

Who we are We simplify wealth creation. Founded in 2014 in Vienna, Austria by Eric Demuth, Paul Klanschek... from Compliance, Anti-financial Crime and Information Technology. A leader, who can operate without daily supervision or direction...

rapport with a variety of Ares constituents including finance and accounting, legal and compliance, and investment... Relationships Partner, Co-Head of Product Management and Investor Relations, Real Estate There is no set deadline...

closing reports; - participate in cross-functional investigation teams; - support the Regional Head of Investigations with team... and management information. Function Category Compliance, Legal, Risk Join us At UBS, we embrace flexible ways of working...

and Compliance Team, a Chief Information Security Office Team, an Economic Crime Team, a Legal Team including a Commercial Contracts... Manager or the Partner who is Head of QRM. Managing the firm’s Quality and Risk Management helpline. Ensuring that requests...

Framework and the CBG Risk and Compliance Committee (RCC) Governance and Content Standards Support the Head of Risk Operations... Group Risk and Compliance Committee and other CBG-level executive risk committees. Act as secretariat for Group Risk...

documents and completing applications. You will be working closely with the Head of Department and will also have the... biometric appointments. File opening and closure, following compliance rules. Scanning and copying of documentation. Research...

Reporting to the Head of Client (WBS) this role is accountable for the proactive management of client relationships... and existing clients. Ensuring ongoing alignment to and compliance with the four outcomes linked to the FCA Consumer Duty...

CCB UK Head of Healthcare, will be based in London (Canary Wharf) and focused on corporates that are publicly listed... and manage sales CRM platform to document meetings and track pipeline. Ensure compliance with regulatory requirements and Citi...

Partner Recruitment team; 2. Providing EA support to the Global Head of Talent Acquisition. Your focus will be supporting... process. You will also provide EA support to the Global Head of Talent Acquisition, in the form of supporting complex tasks...

the CCB UK. Role will report to CCB UK Head of Industrials, will be hybrid / based out of London (Canary Wharf...; Ensure compliance with regulatory requirements and Citi's policies / guidelines at all time. Verify adherence to global KYC...

and Insurance (Amundi, CAA, Wealth management) and Large Customers (CA-CIB, CACEIS). Key Responsibilities: Senior unsecured... with counterparties Management and reporting: Reports to the Head of Medium and Long Term Funding Desk Reports to the General Manager...

We have a fantastic opportunity for a Tax Advisor to join an our highly regarded Wealth Preservation team. In... and income tax. Main duties include: Supporting and working closely with our Head of Tax and Trusts. Preparing Trust...

initiatives for European domiciled funds across multiple asset classes and investment desks. You will report to the Head of the.... Develop and maintain relationships, in particular with the asset class investment desk(s), together with risk and compliance...