Job Description: Job Title: Markets Compliance and Operational Risk Specialist (FICC) Location: London Title: Up... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...
Bank of AmericaJob Description: Job Title: Markets Compliance and Operational Risk Specialist (Commodities) Location: London.... Make sure to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London...
Bank of Americaand assumptions. Prepare analysis as directed by the head of the team for consideration by the Risk Committee and/or New Business... and Origination), Middle Office Functions (Product Control, Credit Risk, Internal Control, Legal, Compliance & Contracts, Treasury...
Selby Jenningsand infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth... and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets, covering a broad...
Marexand infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth... and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets, covering a broad...
Marexdemands. Role Responsibilities: Ensure compliance with market risk regulatory requirements and disclosures. Develop...
Standard CharteredWe are looking to recruit a competition law specialist to take on the role of Head of Compliance (Competition) at a top... Buildings Chancery Lane London London WC2A 1AL United Kingdom Share this job Apply for HEAD OF COMPETITION COMPLIANCE...
Kinsella LegalAn exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in... Location 24 Greville Street London London EC1N 8SS United Kingdom Share this job Apply for Head of Compliance Fields...
Jameson Legalis seeking a Head of Compliance to lead its compliance function, holding the COLP and MLRO roles in the business. You will manage... United Kingdom Share this job Apply for COLP/Head of Compliance Fields marked with an asterisk (*) are required First...
Jameson Legalorganisation. Report to the Head of Compliance on compliance activities and initiatives. mlro|emerging markets... A successful MLRO (SMF 17) and Deputy Head of Compliance should have: An academic degree in a related field such as finance, business...
Page Executiveorganisation. Report to the Head of Compliance on compliance activities and initiatives. mlro|emerging markets...This role is a unique opportunity for a driven, seasoned professional to serve as MLRO and Deputy Head of Compliance...
Michael PageWe are looking to recruit a competition law specialist to take on the role of Head of Compliance (Competition) at a top... Buildings Chancery Lane London London WC2A 1AL United Kingdom Share this job Apply for HEAD OF COMPETITION COMPLIANCE...
Kinsella LegalThis is a stand alone role in the branch of a European Corporate Bank. The role is to be the UK Head of Compliance... on Markets and compliance with any MIFID regulation. - Monitors and maintains established channels for reporting on control...
Michael Pageour product team in the UK and Europe to launch new products and grow our presence in the markets through a deep understanding... of the regulatory requirements and Regulators' expectations around them. This is a first line Product Compliance team lead...
Wiseon Markets and compliance with any MIFID regulation. - Monitors and maintains established channels for reporting on control... Compliance Risk Assessment of the Branch's customer base and banking products and services. - Establishes and maintains the...
Page Executiveto the Head of Compliance and the MLRO for secondary review as required. Conduct in depth investigations into potential... and procedures in relation to market abuse as required. Conduct reviews in accordance with the Compliance Monitoring Plan. Assist...
Compliance ProfessionalsKey Responsibilities This role reports directly to the Head of Market Activity Monitoring (MAM) for Treasury/Linear... and Regulatory Responsibilities · Comply with all applicable legal, regulatory and internal Compliance requirements, including...
Crédit Agricole CIB