MARKETS COMPLIANCE AND OPERATIONAL jobs in LONDON, United Kingdom

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (Commodities) Location: London...: This role is responsible for assisting the Compliance and Operational Risk team to execute second line of defense compliance...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (FICC) Location: London Title: Up... is responsible for assisting the Compliance and Operational Risk team to execute second line of defense compliance and operational...

regulatory relations concerns to Compliance and Operational Risk Executive Preferred experience: Global Markets experience...Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer...Job Description: With a diverse department of Compliance professionals supporting all lines of our business...

or Compliance experience within the private markets or alternative investment space Familiarity with FCA requirements and relevant... are looking to hire a Legal & Compliance Manager. The fund invests across a range of sectors, including the healthcare and consumer space...

employee development and deliver the goals of the Firm wide Risk organisation. The Markets Compliance team is responsible... region. As Markets Advisory Compliance - Vice President within Markets Compliance team, you will be covering Commodities...

to support the embedding operational resilience across ION markets. Manage the Operational Resilience component of Everbridge... and development of operational resilience. Will manage the maturity of the ION markets awareness of resilience and demonstrating...

of emerging risk and controls issues across operational activities, and support controls management across new strategic...)) for key processes across SmartestEnergy. Co-ordinate within team in relation to reporting of operational risk metrics...

withholding, capital gains and transaction tax obligations. Reviewing operational tax obligations, assessing compliance...EY's Financial Services (FS) Operational Tax Advisory (OTA) team provides operational tax advice to clients in the...

management, credit, and electronic trading services that help them negotiate complex, global financial markets efficiently... and effectively. As Head of Operational Resilience within State Street Enterprise Risk Management (ERM) department, you will lead...

response, to supporting PMI Functions, Markets, and Platforms (e.g. Finance, People & Culture, Operations, Consumer or Product... Security to join our dynamic team at Philip Morris International. As a Senior Analyst InfoSec Operational Excellence...

succeed in an ever-changing industry. We are: Experts in banking and payments, capital markets and wealth and asset... management Deeply knowledgeable in financial services offering, including, e.g., Finance, Risk, Compliance, Regulatory Change...

with area policies, industry standards, and management expectations. Advises senior and executive leadership on operational risk... to various operational risk disciplines. Communicate with others throughout the Bank, including senior management, via phone...

to the Head of Compliance and the MLRO for secondary review as required. Conduct in depth investigations into potential... relevant regulators such as FCA as required. Promptly investigate and communicate operational issues arising from trade...

matters as required. To work principally with the Head of Public Markets Compliance Advisory, and Deputy Head of Group..., procedures and the Compliance Manual,. To support engagement with the Operational Due Diligence Team on visits and reviews...

Job Description Summary . Job Description JOB TITLE: Senior Manager, Post Trade Regulatory Change - Markets Middle Office SALARY... to join our Markets Middle Office (MMO) team! You’ll lead our Post Trade Regulation Change team to ensure the regulatory commitments...

of the Strategic End State Programs! As a Project Manager - Markets Operations Transformation - Associate in Markets... and projects across Markets Operations. You will collaborate with various internal teams and business leaders alike to deliver...