HEAD OF MARKETS COMPLIANCE jobs in LONDON, United Kingdom #5

Job Description: Network Management - Global Head of Governance, Oversight Obligations & Standards - Executive... jurisdictional regulations e.g., Client Asset protection, third-party oversight, outsourcing etc. As the Global Head of Governance...

JPMorgan Chase

actionable data, analysis, intelligence and access in markets where information and convening market participants are valued... and Asia. JOB PURPOSE The Head of Operations will be an experienced manager coaching and developing Operations Managers...

Delinian

scale. Together, we’re one of a kind. The Role: Reporting to the Director of Capital Management, as Head of Capital..., insurance accounting, and company law. You’ll need to have a deep understanding of capital markets, reinsurance...

Direct Line Group

, you will be responsible for managing legal, risk and compliance aspects of investments and markets activities, advise the portfolio management...Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources...

Taylor Root

Job Description: Studio Head Location: London, UK Trusted with the overall performance of the London studio, the... Studio Head has a hand in every aspect of the strategy and day-to-day operations, with direct or dotted-line oversight...

Pole To Win

Studio Head Location: London, UK Trusted with the overall performance of the London studio, the Studio Head... and emerging markets. Heading up such a fast-growing studio requires a combination of vision and execution, a passion...

Pole To Win

My client is a leading Institutional Investment Management firm specialising in infrastructure in Emerging Markets. The... compliance department is expanding and a new role has been created for a key hire to manage the complaints process. The ideal...

Barclay Simpson

Channels Define, monitor and ensure compliance to all aspects of pricing, promotion, shelf placement, distribution and point...); Seek out and import best practice from other categories and FMCG companies in the UK and other Brown-Forman markets...

Brown-Forman

business to ensure product compliance while launching new products/markets at scale. - Regulatory compliance: Clearly... on some of our most impactful regulatory, policy and compliance issues. - Advise one of the largest businesses within TikTok Shop to help them...

unit, who is ready to make significant impacts, drive change across global markets, and nurture international teams... Process Outsourcing (BPO) / Managed Services, focusing on accounting, regulatory compliance, and legal services for financial...

Excelsior Search

and compliance in interpreting more complex regulatory items and forecast how they will affect the business as a whole 41... investment professionals sharing global perspectives across all major asset classes and markets. Our clients have access...

Ameriprise Financial

as per Aspen code of compliance and industry standards. To manage and oversee medical information, Promotional non promotional... compliance and medical scientific support for the Aspen EME existing portfolio and input required for building a solid pipeline...

Aspen Pharma Group

, and operate in 31 markets worldwide, including China, France, Germany, India, Italy, Japan, Mexico & Latin America, Spain, Taiwan..., develop and deliver legal and compliance operational solutions and support to our global business. You will partner closely...

Condé Nast

and markets legal team in London. With one direct report, you will be responsible for managing legal, risk and compliance aspects...Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources...

Taylor Root

maritime, offshore, trade and energy markets. Building on our unique heritage and harnessing our insights to see further... are being addressed in an acceptable timeframe and in compliance with internal SLA’s. Identify, capture, and provide monthly...

Clarksons

is required). Raising concerns about any counterparty or matter with the Head of Compliance or wider legal and compliance team. Assisting...THE COMPANY: Our client is an innovative broker/tech firm, operating across global commodity markets. THE...

Compliance Professionals

role of the Franchise and Wholesale Executive is to support the Head of Network and Partnerships in delivery of two... Management: Support Head of Network and Partnerships to design and maintain a governance framework, process and RACI...

Anglo American