HEAD OF COMPLIANCE FINANCIAL jobs in LONDON, United Kingdom #4

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... Location: London Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives...

. Reporting into the Head of Compliance, the successful candidate will be joining the firm's compliance team, which oversees... A minimum of 5 years of experience in compliance within financial services, preferably for an exchange Demonstrated experience in...

be doing: Work closely with and assist OA department head in developing a risk and compliance strategy for the S&H archetype... that is aligned to WPP CSO and WPP IT strategies. Establish security, risk & compliance community across the range of S&H agencies...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

This role involves ensuring compliance with the latest regulations within the financial services industry. The... Compliance Analyst will work closely within the banking and financial services department, providing key insights to maintain...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...

environment and is passionate about Compliance. This role will report to the UK Head of Compliance and MLRO and will closely... collaborate with local Head of Compliance, Deputy MLRO and with the global Compliance team. \n What would a day @ Nium look...

of technology and financial services. This role will report to the Global Head of Compliance operations and will closely... seamless onboarding, rapid integration, and compliance -190+ Pay Out Markets - 100+ in real time -35+ Pay In Markets -30...

, Newton’s CCOs and the Global Head of Compliance to confirm and document identified issues and actions. Chasing of issue...Job Description: Newton, Compliance Testing Analyst Newton is a global investment management firm owned by BNY...

Location : London, UK Job Advert The Role: To assist the Head of Risk and Compliance in the implementation...: Previous compliance experience across a broad range of financial services products. Extensive experience of regulatory...

To support the UK Head of Compliance develop and deliver the Compliance Plan ensuring all relevant regulatory requirements... are identified and implemented and making sure the Compliance function operates effectively. Roles and Responsibilities...

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group... (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (Commodities) Location: London... Corporate Title: up to VP Company Overview: At Bank of America, we are guided by a common purpose to help make financial...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (FICC) Location: London Title: Up... to VP Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives...

Job Description: ABOUT THE ROLE To head up the Compliance Team and lead the Workman group's compliance strategy... requirements. The Compliance Team is responsible for advancing and empowering a “risk-aware culture” based on ethics...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title...: AVP/VP Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives...

into the Head of Risk and Compliance. You will be responsible for delivering the risk and compliance team goals which includes... Being a key point of contact for the business on all risk and compliance matters and deputising for the Head of Department...