HEAD OF COMPLIANCE FINANCIAL jobs in LONDON, United Kingdom #5

into the Head of Risk and Compliance. You will be responsible for delivering the risk and compliance team goals which includes... Being a key point of contact for the business on all risk and compliance matters and deputising for the Head of Department...

Job Description: ABOUT THE ROLE To head up the Compliance Team and lead the Workman group's compliance strategy... requirements. The Compliance Team is responsible for advancing and empowering a “risk-aware culture” based on ethics...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title...: AVP/VP Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives...

ABOUT THE ROLE To head up the Compliance Team and lead the Workman group’s compliance strategy ensuring that the Firm... Compliance Team is responsible for advancing and empowering a “risk-aware culture” based on ethics and integrity across the Firm...

outcomes). Key duties will include: Support the Head of Conduct & Compliance Advice with the management of a high... conduct risk and compliance frameworks and policies. Support the Head of Conduct & Compliance Advice (and team) with the...

outcomes). Key duties will include: Support the Head of Conduct & Compliance Advice with the management of a high... conduct risk and compliance frameworks and policies. Support the Head of Conduct & Compliance Advice (and team) with the...

MERJE are working with a leading financial services' business who are looking for a Compliance Manager... Lead with the preparation of management information (MI) for the Head of Compliance to include in monthly MI...

of a regulatory compliance mapping system to demonstrate the effectiveness of the core elements of the AML and Financial Crime...Job Summary The candidate will work as part of the European AML Team primarily providing AML Compliance Services...

Assurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to cover for the current head of the... compliance activities associated with ISO 27001, ISO 14001 and SOC 2 as a minimum. The nature of this position requires...

are met and escalate any issues to the local Head of Depositary Services and Senior Manager Depositary Compliance where appropriate...About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial...

of the company. The Impact You Will Have Reporting to the Head of the Sanctions Unit and part of the Global Compliance..., process design and/or stakeholder management Compliance or financial crime knowledge or experience in underwriting or claims...

requirements. You will report into the Head of Risk and Compliance. You will work based on a hybrid working pattern. General.... Assist the Head of Risk & Compliance with scoping and compiling the annual Compliance Plan. Complete allocated tasks...

ability to maintain a realistic balance among multiple priorities. This role will report directly to the Global Head of Compliance, S&P... compliance responsibilities Inform and escalate significant matters to the Global Head of Compliance for the Division...

InterQuest are currently supporting a leading consultancy who are looking for an experienced Head of Assets & Funds... experience, delivering on strategic targets. Experience selling large projects and implementation work to financial services...

Head of Tax - Real Estate Investment Fund - London About Reporting to the Global Head of Finance, the Head of Tax... will play a crucial role in managing the tax compliance, operations, and policies of the Group. The successful candidate...

. Provide tax insights and support strategic iniatives. Working alongside the Head of Legal & Compliance to plan, address... reporting and compliance for the business' funds. Support fund management and fund operations with tax-related matters...

and compliance in interpreting more complex regulatory items and forecast how they will affect the business as a whole 41...