HEAD OF COMPLIANCE FINANCIAL jobs in LONDON, United Kingdom #3

contribution from the outset. This role will provide a great opportunity to support the Head of Group Compliance in managing...About the job Compliance Technical Specialist Business Area: Group General Counsel Place of Work: London...

About Marex Marex is a diversified global financial services platform, providing essential liquidity, market access... and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...

About Marex Marex is a diversified global financial services platform, providing essential liquidity, market access... and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...

with regard to Company Secretarial matters) and reports to the Head of Compliance UK (hierarchical and managerial reporting line...Job Description: The job holder will be a member of the UK Compliance, Regulatory, Corporate Governance/Co-Sec team...

Specialist who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management... to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime...

contributor. Reporting directly into the Head of Compliance you’ll support HSBC Innovation Banking business manage regulatory... in Compliance in banking/financial services, ideally within commercial banking. Able to interpret regulatory...

. This position reports directly to the UK Head of Global Financing and Credit Trading (GFCT) Business Line Compliance. The...Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title...

Compliance Monitoring manager reports to the Group Head of Compliance Operations. Ebury's Compliance Monitoring Programme (CMP... and business compliance are undertaken in accordance with the regulatory or business requirements as these are either defined...

directly to the Head of Pre-Sales Compliance. What you'll be doing: Act as the first line of defence for any inbound new... are specifically designed to meet the growing needs of global financial companies. Since our establishment in 2016, our company...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...: up to Director Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives...

Job Description: Job Title: Compliance & Operational Risk Manager (Operations Coverage) Corporate Title: Vice... purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run...

. You will work directly with the Head of Risk & Compliance, and you'll be part of a wider team that is led by the CFO. We pride... (including financial promotions) to ensure compliance with regulatory requirements Leading on administration of our relationship...

Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial Conduct...We are looking for a highly motivated and dedicated individual to maintain a robust compliance framework and lead...

representatives to explore funding opportunities aligned with business objectives. 2. H&S Matrix Compliance: Partner with the Head...Company Overview: Join our dynamic Learning & Development team at Bouygues UK. With a focus on safety, compliance...

within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head... Managed Services but work closely with the Sales, Operations, Technology / Product team across Regulatory Compliance...

President, Head of Compliance, Legal Compliance and is a fixed term contract for 12 months. Role The successful candidate.... All About You Proven track record of compliance experience within financial or professional services. Ability to interpret regulations...