HEAD OF COMPLIANCE FINANCIAL jobs in United Kingdom #6

. This position reports directly to the Head of IPB United Kingdom (UK) Compliance who reports into the Regional Head of UK Compliance... as well as the Global Head of IPB Compliance. You will be involved in all aspects of Compliance work for IPB UK, including advice...

regulatory developments and risks Main day to-day responsibilities include: Support the Head of Compliance with the.... Demonstrate effective horizon scanning and impact assessment through appropriate recommendations to the Head of Compliance and the...

to: Chief Financial Officer Direct Reports: Head of Compliance, Paralegal About Hometree Join Hometree Group and be at the... with at least 12 years of experience in legal and financial services compliance to effectively guide these initiatives...

Nottingham Trent House (95002), United Kingdom, Nottingham, Nottinghamshire Compliance Business Partner... About this role We’re looking for someone to join us as a Compliance Business Partner. You’ll be responsible for a diverse...

Compliance Officer to join our team, reporting directly to the Head of Compliance. If you thrive in a challenging environment.... If successful from this meeting then you will be asked to meet with the head of compliance who will go through your experience further and what value...

Compliance Officer to join our team, reporting directly to the Head of Compliance. If you thrive in a challenging environment.... If successful from this meeting then you will be asked to meet with the head of compliance who will go through your experience further and what value...

is effective and aligned with best practices. This role will report directly to the Head of Compliance, SPDJI. Responsibilities... division. You'll collaborate closely with the Head of Compliance, divisional leaders, and the Corporate Compliance and Risk...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...About Marex Marex is a diversified global financial services platform, providing essential liquidity, market access...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...About Marex Marex is a diversified global financial services platform, providing essential liquidity, market access...

About Marex Marex is a diversified global financial services platform, providing essential liquidity, market access... and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...

contribution from the outset. This role will provide a great opportunity to support the Head of Group Compliance in managing...About the job Compliance Technical Specialist Business Area: Group General Counsel Place of Work: London...

About Marex Marex is a diversified global financial services platform, providing essential liquidity, market access... and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...

with regard to Company Secretarial matters) and reports to the Head of Compliance UK (hierarchical and managerial reporting line...Job Description: The job holder will be a member of the UK Compliance, Regulatory, Corporate Governance/Co-Sec team...

private and public markets This is a unique role in that it reports into both the global head of marketing and communications... in London but also as a matrix into the global chief compliance officer overseas The role is responsible for providing...

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and monitoring the effectiveness of these programs. The role holder will support the Head of Compliance maintain a sound and robust..., Qualifications and Experience: Robust experience in financial services in a 2nd line back-office compliance role. Relevant business...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...: up to Director Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives...