SENIOR SURVEILLANCE COMPLIANCE OFFICER jobs in United Kingdom

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... role focusses on Surveillance (Trade and Comms) across a range of asset classes (Commodities, Listed Derivatives, Solutions...

Marex

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... role focusses on Surveillance (Trade and Comms) across a range of asset classes (Commodities, Listed Derivatives, Solutions...

Marex

understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the... their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...

Crédit Agricole CIB

to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime...Location: London, UK Job title: Compliance Analyst Who we’re looking for We are looking for a Compliance Analyst...

Schroders

Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop...-based Compliance Monitoring Programme, including trade and e-communication surveillance, AML transaction monitoring...

BGC

members of the team who want to contribute to this. The Role The retail security officer will play a critical role in... communication skills, and be able to respond effectively to potential security concerns. The retail security officer will protect...

AllSaints

: Edinburgh Job Title: Regulatory Affairs Officer/ Senior Officer Location: Near Edinburgh, Scotland, UK Remuneration... Regulatory Affairs Department. In this role as a Regulatory Affairs Officer/ Senior Officer, you will be responsible for building...

Clinical Professionals

of a comprehensive service. As an environmental health practitioner, trading standards officer or registered safety practitioner... and manage relevant service budgets to agreed standards in compliance with financial regulations, legislation, policies...

Tate Recruitment