HEAD OF COMPLIANCE FINANCIAL jobs in United Kingdom #4

successful remediation of non-financial risk (e.g. operational risk, financial crime, compliance) regulator and significant audit findings..., compliance), working in a financial institution or working in a similar consulting capacity. Previous management experience...

As Head of Fraud & Financial Crime you will be responsible for all elements of Fraud Investigation and Financial Crime.... As well as local ownership of Financial Crime procedures, you will work closely with Compliance to ensure the business remain compliant...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial... institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services...

Role: Group Head of Financial Reporting Location: Shoreham / Hybrid Role ID: 2024-2324 Our vision is to create... and small companies accounting. Role overview Ricardo plc is looking to find a technically strong Group Head of Financial...

Job Description Job Title: Head of Financial Crime & MLRO - UK Industry: Banking / Financial Services Location...: United Kingdom Salary: Competitive Salary Package + Benefits Job Purpose The Head of Financial Crime/MLRO is in place...

Description Financial Controller (Head of Finance designate) | Birmingham | £70,000 - £75,000 plus 25 days hol... next few years About the role This Financial Controller role will be the number one finance person in the business and after...

compliance department is expanding and a new role has been created for a key hire to manage the complaints process. The ideal... candidate will have good regulatory knowledge within Investments and general Financial Services legislation...

Head of Compliance to ensure compliance with necessary regulations and manage risk. To apply for this role... that would affect the firm Working with the Head of Compliance on projects Please apply with a copy...

Compliance Officer, Remote. Bibby Financial Services have an exciting opportunity available for a meticulous... collaboratively with local representatives and have oversight globally to ensure compliance. Supporting the Head of Governance, Risk...

with a... January 25, 2024 Ref: 36818 Head of Compliance - Asset Management Are you a seasoned Compliance Professional seeking...Are you passionate about ensuring regulatory compliance within the exciting world of Exchange-Traded Funds (ETFs...

particular barriers facing employees from underrepresented groups. The Role / Position Overview Reporting to the Head... of Regulatory Compliance, and part of the Legal, Secretariat and Compliance team, this varied role will cover general compliance...

their approach. The role is to support the head teacher and academy board trust to fulfil their duties and ensure the school is able... annual cycle of reviews. The role supports the school with the administration of significant financial documents. In addition...

private and public markets This is a unique role in that it reports into both the global head of marketing and communications... in London but also as a matrix into the global chief compliance officer overseas The role is responsible for providing...

looking for a Manager Digital & Distribution, supporting the head of function in creating a new function of dedicated compliance specialists... Job Description Summary We’re looking for a Manager Digital & Distribution, supporting the head of function in creating a new function...

looking for a Manager DISP & Rectifications, to support the head of function in creating a new function of dedicated compliance specialists... enhanced consumer outcomes. Good understanding of the latest Compliance frameworks and technology being used across financial...

with regard to Company Secretarial matters) and reports to the Head of Compliance UK (hierarchical and managerial reporting line...Job Description: The job holder will be a member of the UK Compliance, Regulatory, Corporate Governance/Co-Sec team...

& Mass Affluent. You'll support the head of function in developing a Conduct & Compliance centre of excellence, to assist... looking for a number of Compliance Managers. In this critical role, you'll support the head of function in developing a Conduct & Compliance centre...