HEAD OF COMPLIANCE FINANCIAL jobs in United Kingdom #5

looking for a Customer & Product Policy manager to support the head of function in creating a new function of dedicated compliance... Job Description Summary We’re looking for a Customer & Product Policy manager to support the head of function in creating a new function...

Specialist who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management... to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime...

. This position reports directly to the UK Head of Global Financing and Credit Trading (GFCT) Business Line Compliance. The...Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title...

contributor. Reporting directly into the Head of Compliance you’ll support HSBC Innovation Banking business manage regulatory... in Compliance in banking/financial services, ideally within commercial banking. Able to interpret regulatory...

Compliance Monitoring manager reports to the Group Head of Compliance Operations. Ebury's Compliance Monitoring Programme (CMP... and business compliance are undertaken in accordance with the regulatory or business requirements as these are either defined...

Compliance Engineer Whitelee Windfarm, Fenwick. KA3 6EX Salary from £50,000 with 15% Annual Bonus and Single Person... Healthcare Flexible Working Pattern Closing date: Friday 24th May 2024 Purpose Reporting to Head of Field Operations...

directly to the Head of Pre-Sales Compliance. What you'll be doing: Act as the first line of defence for any inbound new... are specifically designed to meet the growing needs of global financial companies. Since our establishment in 2016, our company...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...: up to Director Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives...

and monitoring the effectiveness of these programs. The role holder will support the Head of Compliance maintain a sound and robust..., Qualifications and Experience: Robust experience in financial services in a 2nd line back-office compliance role. Relevant business...

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Job Description: Job Title: Compliance & Operational Risk Manager (Operations Coverage) Corporate Title: Vice... purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run...

Governance, Risk, and Compliance (GRC) Lead to join our dynamic team. As the Security GRC Lead, you will play a critical role in... establishing and maintaining and effective security governance framework, managing risk assessments and ensuring compliance...

to join the team. Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team... IOMFSA/JFSC/GFSC websites daily escalating any articles which may affect the business to head of compliance including new...

I have an exciting opportunity working for a big name in their compliance team. The head of compliance, who this role... for the Senior Managers & Certification Regime, a critical aspect of regulatory compliance within the financial sector...

. You will work directly with the Head of Risk & Compliance, and you'll be part of a wider team that is led by the CFO. We pride... (including financial promotions) to ensure compliance with regulatory requirements Leading on administration of our relationship...

Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial Conduct...We are looking for a highly motivated and dedicated individual to maintain a robust compliance framework and lead...

within our Compliance department. You will be working within a specialist team, focused on the FCA and PRA’s Senior Managers... forwards key elements of RBC’s compliance with the SMCR. You will also be involved in employee conduct management...