CONTROLS MANAGER – LEGAL REGULATORY jobs in MIDDLESEX, United Kingdom

practical financial crime control by translating regulatory requirements into actionable controls Identifying potential gaps in... and processes to ensure effective risk management and compliance with regulatory obligations while maintaining a close focus...

falls into the former category. Control Manager - Legal & Regulatory Change Co-ordinator (LRCC) Position Summary The..., and Control Governance & Reporting. The Legal and Regulatory Change Co-ordinator is responsible for the timely progress of legal...

Job Description Summary . Job Description JOB TITLE: Head of Regulatory Controls, CIB SALARY: £111,000 - £144,000 LOCATIONS: Flexible..., volatile and digitally led environment. The Head of CIB Regulatory Controls play a significant role in this transformation...

, RegData, etc.). You will fully maintain and review key financial controls in the LGAS regulatory/IFRS reporting space... need, here in the UK and overseas. Simply put, we enable everyone at Legal & General to do what they do best. That means...

, RegData, etc.). You will fully maintain and review key financial controls in the LGAS regulatory/IFRS reporting space... need, here in the UK and overseas. Simply put, we enable everyone at Legal & General to do what they do best. That means...

and Compliance Manager Date: Mar 26, 2024 Location: Kingston, JM Additional Location: Function: Legal Seniority Level... iconic. Be Part of Our Signature Mix General Description of the Role The Regulatory and Compliance Manager...

( Regulatory ) Overview The Cross-border Services Global Product Team team is looking for a Product Manager to drive our product... management controls/governance/regulatory framework forward. The ideal candidate is detail-oriented, highly motivated, analytical...

complex regulatory challenges, utilizing vended and internally built controls that utilize technology to the fullest, to drive... Proven Regulatory Reporting or Middle Office experience with an investment manager or investment bank Familiarity...

we remain compliant with our legal, regulatory, and contractual obligations. As a Risk & Compliance Manager you will play... environment with multiple risk categories, including IT operations, information security, legal, regulatory, financial...

Summaries, Regulatory Topic assessment, Residual Risk view) Ensure key controls described in relevant AI/ML Analytics related... partners Support mapping and gap assessment of current state controls with industry frameworks such as NIST, or regulatory...

of risk from an operating model, process, controls, and regulatory perspective Strong understanding of the 3LoD model Proven..., transformation and regulatory change programmes - e.g. regulatory consent orders, MRAs, thematic programmes (e.g. Trading Controls...

identifies and manages operational, regulatory, and reputational risks. In support of operational excellence, we play a key role... responses to regulator and audit teams on ESG-related processes, controls, and business models. You are empowered to add value...

requires a deep understanding of enterprise risk management, outsourcing governance, regulatory compliance, operational... and compliance with regulatory requirements; Work with OK Group functions to conduct comprehensive risk assessments, focusing...

Due to continued growth the position of Document Control Manager has become available to join our successful team based... in Heathrow. As Heathrow embarks upon its 7th regulatory period “H7”, Costain was awarded two lots as Major Project...

UK Senior Manager Oversight Office to ensure Technology is across UK legal entity governance matters and are proactively... and with a Legal Entity / Regulatory background in the technology domain. Knowledge of other risk disciplines a plus. Demonstrated...

better, every day. Supporting the business with things like Marketing, Human Resources, Finance, Legal and Technology, our Functions.... This role will report into the Head of Controls Certification and will have primary responsibility for identifying, testing...

process to ensure all local legal and regulatory deadlines are met. Driving process initiatives within the team to ensure... will be primarily responsible for leading the external reporting and internal controls team. The role will involve overseeing the global...