HEAD OF REGULATORY CONTROLS jobs in MIDDLESEX, United Kingdom

In this role you will be responsible for managing a team of 4 regulatory reporting managers across CTI globally... each of which has regulatory specialists/analysts reporting to them (oversee a department of 19 in total). You will deliver on the transaction...

that regulatory analysis of new products and services are performed and well-documented, and that related controls are implemented... of the regulatory requirements and Regulators' expectations around them. This is a first line Product Compliance team lead...

and record keeping. The Regulatory & Control Manager, working closely with the Head of Regulatory Controls (EMEA & APAC... Support the Head of Regulatory Controls to identify ways to drive continuous improvement and generate increased awareness...

and surveillance reports and MI to the Head of Regulatory Compliance and the Compliance Committee. Contribute to the resolution... to lead our Surveillance and Controls Unit. In this role, you will be responsible for developing, implementing, and overseeing...

and a desire to learn and collaborate to your work, this could be the boost your career deserves. Head of Financial Reporting... with Group Finance timetables and standards are met Overseeing the production of group statutory and regulatory reporting...

effective management of technology risks and controls, liaising with all Technology departments and some business functions... this role, you will be responsible for IT Risk, Controls and Secury by Design across MUFG’s banking arm and Securities business...

drawdown notices. Oversight of any investor reporting (e.g. ILPA templates). • Oversight of third-party regulatory reporting... Operations team. Ownership of controls and process documentation. Qualifications Bachelor's degree with an Accounting...

level. Oversee Management Accounting including cost management, invoice controls, external audit support, tax..., and regulatory data submissions. Provide regulatory operations, including MiFID/R T+1 transaction reporting and supporting the...

. Job Description The Director, Regulatory, is accountable for supporting the Head of Financial Operations in overseeing the... with Compliance ensuring timely resolution and adapting controls where necessary. Provide regulatory accounting support...

. Job Description The Director, Regulatory, is accountable for supporting the Head of Financial Operations in overseeing the... with Compliance ensuring timely resolution and adapting controls where necessary. Provide regulatory accounting support...

responsibility for keeping people safe and compliant with all regulatory, claims, and underwriting controls, we’ve got opportunities... by our Risk function. From Regulatory Liaison, Regulatory Advice and Compliance Management Information to Privacy and Data...

Allen Lane are supporting the Security Industry Authority (SIA) in their search for a permanent Head of Finance... to raise standards across the sector. Our regulatory remit covers the whole of the United Kingdom...

, and controls to ensure compliance with regulatory requirements and best practices. Manage the financial planning and analysis... to detail, and commitment to customer satisfaction. They are currently seeking a dynamic and experienced Head of Finance...

, and controls to ensure compliance with regulatory requirements and best practices. Manage the financial planning and analysis... to detail, and commitment to customer satisfaction. They are currently seeking a dynamic and experienced Head of Finance...

-active, highly motivated and ambitious individual to lead and develop our Compliance and Risk team as the Group Head of Risk... and communicating and liaising between different teams within the company and regulatory bodies. Responsibilities: Lead...

Job Description Summary . Job Description JOB TITLE: Head of Customer Solutions - Current Account Overdrafts & Fixed Savings LOCATION... outcomes for the customers who experience our products; ownership of risk decisions based on regulatory compliance; the...

Global Head of Lending Technology, and working closely with the Regional WPB CIO, the regional Head of Lending Technology... teams who facilitate changes to the Group’s IT environment and specialists delivering projects and service controls for the...