CONTROLS MANAGER – LEGAL REGULATORY jobs in LONDON, United Kingdom

falls into the former category. Control Manager - Legal & Regulatory Change Co-ordinator (LRCC) Position Summary The..., and Control Governance & Reporting. The Legal and Regulatory Change Co-ordinator is responsible for the timely progress of legal...

Job Description Summary . Job Description JOB TITLE: Head of Regulatory Controls, CIB SALARY: £111,000 - £144,000 LOCATIONS: Flexible..., volatile and digitally led environment. The Head of CIB Regulatory Controls play a significant role in this transformation...

, RegData, etc.). You will fully maintain and review key financial controls in the LGAS regulatory/IFRS reporting space... need, here in the UK and overseas. Simply put, we enable everyone at Legal & General to do what they do best. That means...

, RegData, etc.). You will fully maintain and review key financial controls in the LGAS regulatory/IFRS reporting space... need, here in the UK and overseas. Simply put, we enable everyone at Legal & General to do what they do best. That means...

( Regulatory ) Overview The Cross-border Services Global Product Team team is looking for a Product Manager to drive our product... management controls/governance/regulatory framework forward. The ideal candidate is detail-oriented, highly motivated, analytical...

: Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory...Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management...

complex regulatory challenges, utilizing vended and internally built controls that utilize technology to the fullest, to drive... Proven Regulatory Reporting or Middle Office experience with an investment manager or investment bank Familiarity...

we remain compliant with our legal, regulatory, and contractual obligations. As a Risk & Compliance Manager you will play... environment with multiple risk categories, including IT operations, information security, legal, regulatory, financial...

Summaries, Regulatory Topic assessment, Residual Risk view) Ensure key controls described in relevant AI/ML Analytics related... partners Support mapping and gap assessment of current state controls with industry frameworks such as NIST, or regulatory...

of risk from an operating model, process, controls, and regulatory perspective Strong understanding of the 3LoD model Proven..., transformation and regulatory change programmes - e.g. regulatory consent orders, MRAs, thematic programmes (e.g. Trading Controls...

identifies and manages operational, regulatory, and reputational risks. In support of operational excellence, we play a key role... responses to regulator and audit teams on ESG-related processes, controls, and business models. You are empowered to add value...

requires a deep understanding of enterprise risk management, outsourcing governance, regulatory compliance, operational... and compliance with regulatory requirements; Work with OK Group functions to conduct comprehensive risk assessments, focusing...

UK Senior Manager Oversight Office to ensure Technology is across UK legal entity governance matters and are proactively... and with a Legal Entity / Regulatory background in the technology domain. Knowledge of other risk disciplines a plus. Demonstrated...

Job Description: Head of Controls for Operations - Invest and Grow Here at JPMorgan Chase & Co., we know..., detects, and monitors operational, regulatory, and reputational risks. In support of operational excellence, we play a key...

, terrorist financing, or sanctions risk in support of all legal and regulatory requirements relating to anti-money laundering... team you’ll work with: The HSBC Innovation Bank (HINV) UK, Financial Crime Risk & Controls (FCRC) team is a First Line...

regulatory compliance team. You will have the opportunity to work alongside our experienced compliance and legal professionals... systems and controls Advice of risk-based approach to a variety of regulatory requirements Technical support on regulatory...

. These controls provide important legal protection for both you and the firm. We are subject to a number of audit regulations... grades to manager and beyond. We foster an open and friendly working environment that naturally allows everyone to learn...