COMPLIANCE OFFICER UK FINANCIAL jobs in LONDON, United Kingdom

Authority (FCA) Compliance Officer for our CorSo UK branch. You will also engage in broader Compliance initiatives to broaden... Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial Conduct...

Job Description: The Chief Financial Officer, UK & Europe position is accountable for the administrative, financial..., and risk management operations of the company, to include the development of a financial and operational strategy, metrics...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible...Who we are looking for The State Street Global Advisors is seeking a talented individual to join our UK Advisory...

SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid... to fintech environments and start-ups -Assume the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer...

UK Operational Resilience Officer 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act.... Specifically within the UK and in compliance with the regulator (FCA), the team defines AXA IM UK's Important Business Services...

UK Operational Resilience Officer 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act.... Specifically within the UK and in compliance with the regulator (FCA), the team defines AXA IM UK's Important Business Services...

as a Money Laundering Reporting Officer / Compliance Officer, joining our Compliance department. We are building a Financial... Services subgroup within Remote. This subgroup is in the process of obtaining amongst others a financial licence in the UK...

of Compliance Advisory experience in financial services/payment services firm, regulatory agency, consultancy, or law firm working... in risk, internal audit or compliance - Understanding of payments legislation and its application in the UK and FCA...

professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable... choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance...

An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus... on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...

of Regulatory Compliance, and part of the Legal, Secretariat and Compliance team, this varied role will cover general compliance... duties for a private multinational group. These include assisting with compliance work across several business units in...

​Our Client Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its London office... A minimum of 5 years of experience in compliance within financial services, preferably for an exchange Demonstrated experience in...

Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies... compliance/regulatory experience in the financial services sector preferably including interpretation of regulation within the...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer...Job Description: With a diverse department of Compliance professionals supporting all lines of our business...

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the... and into overseas jurisdictions. Provide regulatory support to Compliance network overseas with regard to the impact of EU/UK...

​Our Client Rutherford have been mandated on an excellent opportunity for a Compliance Officer to join our Private... will include, but are not limited to: Implementing and executing the UK compliance monitoring program Reviewing and approval...

an experienced Compliance Officer & MLRO to manage the Compliance and Financial Crime teams in the UK and across various... risk assessment and implement a robust framework around financial crime. The ideal candidate will have strong experience...