COMPLIANCE ASSURANCE OFFICER jobs in LONDON, United Kingdom

assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual... REQUIRED: Compliance monitoring experience within financial services. Solid risk assurance/thematic and audit style compliance review...

out quality assurance monitoring of First-Line review activities Check Compliance with the Bank's AML due diligence..., as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture...

Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies... managers absence. To complete quality assurance on the work carried out by the Compliance Monitoring Officers providing...

to join our Visa Compliance team as a Visa Compliance Officer *Please note – This is a dual location position – with two days... and respected department. As a Visa Compliance Officer you will carry out compliance duties related to international student visa...

to join our Visa Compliance team as a Visa Compliance Officer *Please note - This is a dual location position - with two days... and respected department. As a Visa Compliance Officer you will carry out compliance duties related to international student visa...

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the..., with on-going independent and critical assessment of the First Line of Defence’s (FLOD) efforts to manage Compliance risks. The...

a highly skilled individual to join our team as a ESG Compliance and Reporting Officer. This role will be responsible... for identifying, auditing, tracking, and evaluating ESG issues, as well as ensuring compliance with relevant regulations and reporting...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... is responsible for assisting the Compliance and Operational Risk team to execute compliance and operational risk oversight...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD... to Starling Bank's first line of defence (1LoD) / business teams. Compliance oversight will cover both assurance reviews...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line...’s first line of defence (1LoD) / business teams. Compliance oversight will cover both assurance reviews and outcomes testing...

At Talbot, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer... with strong technical expertise in this area. Work as part of the Compliance team on compliance advisory and assurance matters relating...

Monthly Statutory Compliance KPIs. Prepare performance reports for the Technical Assurance Lead or other Managers...We are working closely alongside a Local Authority in Westminster to assist with the appointment of a Compliance...

Monitoring Officer (CMO, Associate) will fully contribute to the delivery of the firm's compliance monitoring programme... providing positive assurance of the firms' compliance with its regulatory and legal obligations. The CMO (Associate) supports...

. A core activity to achieve this is FCC's assurance monitoring programme, through which first line of defence compliance... with internal policies, standards and related procedures is assessed. The Financial Crime Compliance Officer will be primarily...

. A core activity to achieve this is FCC's assurance monitoring programme, through which first line of defence compliance... with internal policies, standards and related procedures is assessed. The Financial Crime Compliance Officer will be primarily...

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with our customers, our communities, and each other. Job Description The EFS Compliance function sits within the Risk Management... and Compliance structure and is part of the bank’s second line of defence. The role of EFS Compliance includes: (a) to provide formal...