on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...
Bruin Financialto team leads. * The main platforms for Surveillance will be: IMAD, Shield, Discovery Accelerator, Nice Compass, Nice... understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the...
Crédit Agricole CIBas well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly...Job Description: The incumbent will act as a core member of the Business and Functions Compliance team, supporting...
Natixismonitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance...
Michael Page& procedures, overseeing market abuse/trade surveillance, managing regulatory reporting across the group to relevant regulators... Compliance Officer/MLRO (SMF 16/17) Conduct compliance monitoring reviews spanning various areas such as trading, personal...
Robert Walters