TRADE MONITORING SURVEILLANCE jobs in LONDON, United Kingdom

Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions... to team leads. * The main platforms for Surveillance will be: IMAD, Shield, Discovery Accelerator, Nice Compass, Nice...

out daily surveillance tasks, including the monitoring of order and trade activity and working with the Position...Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...

monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance... and Surveillance Programme. This includes but is not limited to: Performing comprehensive surveillance and monitoring of processes...

processes. Perform ad hoc monitoring of Market Abuse Surveillance alerts and Review the daily open alerts for appropriate...The role? Lead in the development of industry standard KPIs, to Identify, assess and monitor key risks in trade...

Operations and you’ll be responsible for areas such as transaction reporting, reconciliations, trade surveillance, monitoring... automated trade surveillance alerts. Summarise best execution and market abuse regulation reporting and prepare...

, Commodities, and more. THE RESPONSIBILITIES: Undertake daily trade surveillance activities using the firm's automated... activities. EXPERIENCE REQUIRED: Sound compliance monitoring and surveillance experience (3yrs +) within a financial...

industry developments, for example best practices from trade associations and apply and roll these out within the Business.... To assist with the provision of ad-hoc advice to the Public, and Private Markets Groups. To support ongoing surveillance of the...

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly... and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework...

and incidents and the Formal Investigation Process. 6. Coordinate and monitor safety tours and staff surveillance for the teams... including ownership by an appropriate Designated Competent Person (DCP). 11. Provide support in the monitoring and reporting...

or and use of trading analytical tools, ETRMs, Trade Surveillance and Communications surveillance software Strong analytical skills... of an expanding global team responsible for monitoring and managing the risk associated with ExxonMobil's diverse trading activities...

or and use of trading analytical tools, ETRMs, Trade Surveillance and Communications surveillance software Strong analytical skills... of an expanding global team responsible for monitoring and managing the risk associated with ExxonMobil’s diverse trading activities...

requirement (Market Data related IM, Email, Applications and its data vault, Surveillance and monitoring access control... and Compliance groups for MDS and Trade Systems and Applications related queries and solutions. Ensuring technical documentation...

and trends in financial markets and incorporate this into continuous monitoring activities. Deliver continuous monitoring..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

growing division of the company focused on the development of real-time trade monitoring software used across the business... services sector Previous experience of team management and leadership Experience of trade monitoring, security, MiFID II...

with investigation of escalated trade surveillance alerts and continual enhancement of the trade surveillance program elements. Assist... routines Conduct monitoring and provide independent review and challenge to the Front Line Unit Assist in responding...

design and assurance. 4. Undertakes on-site risk-based monitoring and surveillance of works as required, resolving... and the necessary trade off between cost, time and quality 3. Good knowledge of Building Services Electrical engineering...