TRADE MONITORING SURVEILLANCE jobs in United Kingdom #2

and trends in financial markets and incorporate this into continuous monitoring activities. Deliver continuous monitoring..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

growing division of the company focused on the development of real-time trade monitoring software used across the business... services sector Previous experience of team management and leadership Experience of trade monitoring, security, MiFID II...

with investigation of escalated trade surveillance alerts and continual enhancement of the trade surveillance program elements. Assist... routines Conduct monitoring and provide independent review and challenge to the Front Line Unit Assist in responding...

at least 3 years' of previous trade surveillance / compliance monitoring experience. Based in their London (City) office... compliance monitoring and trade surveillance experience within a Financial Services (ideally trading / brokerage) environment...

design and assurance. 4. Undertakes on-site risk-based monitoring and surveillance of works as required, resolving... and the necessary trade off between cost, time and quality 3. Good knowledge of Building Services Electrical engineering...

company with a global footprint. Our products and solutions focus on security surveillance and remote monitoring based... Actively participate in trade shows, seminars, academies, webinars, and other promotional sales activities Work closely...

. This may include performing trade and/or communications surveillance related analysis and assisting with any internal... advisory and monitoring service in relation to regulatory requirements, especially those of the Prudential Regulation Authority...