TRADE MONITORING SURVEILLANCE jobs in United Kingdom

Join us as a Trade Surveillance Manager We’ll look to you to be responsible for the monitoring of and handling... escalations arising from trade surveillance activities for our Natwest Holdings businesses through alert reviews to ensure...

out daily surveillance tasks, including the monitoring of order and trade activity and working with the Position...Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...

monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance... and Surveillance Programme. This includes but is not limited to: Performing comprehensive surveillance and monitoring of processes...

processes. Perform ad hoc monitoring of Market Abuse Surveillance alerts and Review the daily open alerts for appropriate...The role? Lead in the development of industry standard KPIs, to Identify, assess and monitor key risks in trade...

or and use of trading analytical tools, ETRMs, Trade Surveillance and Communications surveillance software Strong analytical skills... of an expanding global team responsible for monitoring and managing the risk associated with ExxonMobil's diverse trading activities...

or and use of trading analytical tools, ETRMs, Trade Surveillance and Communications surveillance software Strong analytical skills... of an expanding global team responsible for monitoring and managing the risk associated with ExxonMobil’s diverse trading activities...

to developing policies and procedures, generating MI, transaction monitoring, trade surveillance, reviewing escalations and advising... financial crime matters and ad-hoc reviews as required Ongoing Enhanced Due Diligence – Overseeing ongoing monitoring of higher...

requirement (Market Data related IM, Email, Applications and its data vault, Surveillance and monitoring access control... and Compliance groups for MDS and Trade Systems and Applications related queries and solutions. Ensuring technical documentation...

. Duties and responsibilities: Monitoring the firm’s adherence to market abuse regulation by performing various trade... of inside information Monitoring adherence to best execution, trade allocation and cross trading policies Improve and advance...

with investigation of escalated trade surveillance alerts and continual enhancement of the trade surveillance program elements. Assist... routines Conduct monitoring and provide independent review and challenge to the Front Line Unit Assist in responding...

and trends in financial markets and incorporate this into continuous monitoring activities. Deliver continuous monitoring..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

growing division of the company focused on the development of real-time trade monitoring software used across the business... services sector Previous experience of team management and leadership Experience of trade monitoring, security, MiFID II...

at least 3 years' of previous trade surveillance / compliance monitoring experience. Based in their London (City) office... compliance monitoring and trade surveillance experience within a Financial Services (ideally trading / brokerage) environment...

also be required to provide specialist regulatory assistance to the Legal team Input into the design and operation of the monitoring... and transaction surveillance programme and collaborate as needed with the Surveillance Manager Keep up to date with UK and EU...

design and assurance. 4. Undertakes on-site risk-based monitoring and surveillance of works as required, resolving... and the necessary trade off between cost, time and quality 3. Good knowledge of Building Services Electrical engineering...

company with a global footprint. Our products and solutions focus on security surveillance and remote monitoring based... Actively participate in trade shows, seminars, academies, webinars, and other promotional sales activities Work closely...