TRADE COMPLIANCE OFFICER jobs in LONDON, United Kingdom

An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus... on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...

choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance... matters as required. To work principally with the Head of Public Markets Compliance Advisory, and Deputy Head of Group...

Authority (FCA) Compliance Officer for our CorSo UK branch. You will also engage in broader Compliance initiatives to broaden...We are looking for a highly motivated and dedicated individual to maintain a robust compliance framework and lead...

Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust... Officer on an initial 6-month FTC. This is an exciting opportunity to manage the day-to-day Compliance function and lead...

Kong and Singapore, which consists of a Business Acceptance Manager, a Senior Compliance Officer and three Compliance... Acceptance team consists of the Head of Business Acceptance, an AML and Sanctions Manager, three Senior Compliance Officers...

Job Description: The incumbent will act as a core member of the Business and Functions Compliance team, supporting... a broad range of Advisory Compliance activities across the various business units and functional areas within the UK branch...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... Corporate Grade: F - Officer Reporting Line: (UK Division) LME Operations Location: UK-London Worker Type: Permanent...

understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the... their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...

We are searching for a Cass Oversight Officer to join our growing UK business. Key responsibilities Act as the... liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer...

Laundering Officer will be part of the growing Ant Group Legal, Compliance, Anti-Money Laundering and Data Privacy team...'s best platform for international trade by combining WorldFirst's products with Ant's solutions aimed at enabling the digitalization...

Who we are looking for An Information Security Officer who will be part of a team across EMEA; responsible... and monitors security compliance with industry and government rules and regulations. Coordinates with technology and business...

to help our clients drive business change and address the most pressing compliance, regulatory, and operational challenges.... We provide data-driven, technology-enabled advisory, implementation, and staffing solutions to the regulatory compliance, risk...

of defence functions, and other compliance and control functions across the enterprise. Ultimately, this role is focused... of defence teams, including Group CISO, Insurance and Group Risk and Compliance and Internal Audit teams. Stay abreast...

processing (together with the relevant Data Protection Officer), intellectual property (excluding patent matters), outsourcing... and protecting the integrity and reputation of DWS. Partnering with Risk, Compliance, Audit and others to provide a proactive...

of State for the Department of Business and Trade who holds a special share in the Company. The majority of its branches... appointed Non-Executive Director, a Chief Executive Officer and a Chief Finance Officer. In June 2021 Post Office Limited...

with regulatory licences in multiple jurisdictions. Reporting to the LCH Ltd Chief Compliance Officer and Head of Post Trade... information demonstrating continued compliance, including for the LCH Management Team, Post Trade Leadership Team, LCH Ltd Board...