Team: Serves as a Compliance Surveillance Analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team... encompasses a number of surveillance related portfolios including trade surveillance, e-communications and voice surveillance...
CitigroupAn established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus... on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...
Bruin FinancialOur team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...
Michael Page