SENIOR RISK AND OVERSIGHT jobs in UNITED KINGDOM, United Kingdom #2

Risk Oversight Committee. Ongoing oversight and stakeholder management Undertaking monthly reviews of complaints, online... Frasers Plus model while ensuring that suitably robust risk-based oversight arrangements are maintained. Overseeing training...

can be just as valuable. You and Your Team: As a Introducer Oversight Manager you will be reporting to the Senior... on advising Senior Stakeholders on risks of new initiatives Experience of outsourcing and oversight of Credit Brokers...

for our clients through digital customer journey, outsourcing and operational transformation. As Financial Crime Oversight Manager... to-day responsibilities include: Draft credible business-wide financial crime risk-assessments and control testing...

Edinburgh CASS Oversight Team Maintains and supports the ongoing development of the Client Assets Risk Framework Coordinates... - then you may be the perfect fit for our team! As a Client Assets Oversight Vice President in CASS (Client Asset Sourcebook...

and identify control gaps in the organization's CASS risk management framework, prepare reports and presentations for senior...CASS Oversight Manager – Salary – national: circa £55,000 – London: circa £65,000 This is a great opportunity...

will have an agreed responsibility for oversight of Fund’s risk management, Trustee and Depositary oversight and due diligence for NT... developments to Depositary risk management frameworks for industry topics (e.g. ESG, SDR) Assistance with Fund Oversight review...

with the Group’s Enterprise Risk Management Framework (ERMF). You’ll provide insight and oversight on how the Group complies... Job Description Summary We’re looking for three Business Continuity & Operational Resilience Oversight managers. You'll support the team in...

with us. POSITION PURPOSE The Transfer Agency Oversight Specialist is responsible for supporting the overall monitoring and management..., and incidents Execute on activities from the designed TA Oversight framework and conduct ongoing monitoring activities to ensure...

enabling the LGC senior leadership team to understand and rectify risk exposures Reporting relevant findings..., to support risk management activities related to third parties Undertaking Operations' allocated oversight activity...

enabling the LGC senior leadership team to understand and rectify risk exposures Reporting relevant findings..., to support risk management activities related to third parties Undertaking Operations’ allocated oversight activity...

Appointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager... colleagues/people are effectively trained to introduce products and identify regulated complaints Produce AR oversight packs...

Appointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager.../people are effectively trained to introduce products and identify regulated complaints Produce AR oversight packs...

Broadgate is looking for a Senior Fund Sustainability Oversight candidate to work for a top asset management company... full-time CFA or CISI climate risk certificate (part qualified is acceptable also) Stakeholder relationship experience...

dive and oversight reviews including risk management, claims, customer journey, coverholder management, etc delivering...Review Manager - Market Oversight & Delivery (Underwriting) Lloyd’s is the world’s leading insurance and reinsurance...

, this regulatory change specialist will support Senior Management in the day to day efforts related to the 1LoD regulatory compliance... with regulatory rules and policies, liaising as and when required with Control, Compliance, Risk and Audit teams. The position...

(or equivalent). Who are we looking for? We are looking for an Investment Oversight professional that would oversee the portfolio... managed by the delegated Investment Manager. What is your role and your responsibilities? Oversight of relationships...

Job Description: Asset Servicing Regulatory Oversight Specialist, Vice President Bring your ideas. Make history.... We are one of the world's top asset management and banking firms that manages Asset Servicing Regulatory Oversight Specialist, Vice...