REGULATORY CHANGE OVERSIGHT EMEA jobs in UNITED KINGDOM, United Kingdom

also ensuring adherence to the Corporate regulatory change framework. Key responsibilities include Facilitation and oversight... of the regulatory change implementation across the NTAM EMEA business with a focus on operational readiness and traceability...

: i) Regulatory Framework & Governance, ii) Regulatory Change Oversight, iii) Regulatory Risk Management, and iv) Regulatory Strategy... & Sustainability. The EMEA Regulatory Risk Program & Portfolio Manager is primarily responsible for the oversight of the portfolio...

Who we're looking for We are looking for a Broker Oversight Lead Analyst 1 to join our Operations Team on an initial... Fixed Term contract for 12 months. The Broker Oversight team are responsible for monitoring the performance...

Job Title: Broker Oversight – Lead Analyst Function: Investment Services Region: UK – London Who we’re... looking for The Broker Oversight team are responsible for monitoring the performance of all Schroders'top tier broker relationships...

Job Description: This position is in the overall EMEA Payments Product Control team that is responsible for both Core... Cash Management, Liquidity Solutions, Commercial Card and Merchant Services businesses. You will lead the EMEA Liquidity...

to promote a culture of compliance and adherence to laws and regulations Provide support and oversight on Division's regulatory..., primarily focused on EMEA. Besides technical knowledge and experience in the operation of Compliance programs, the ideal...

to hear from you! The Change and Control Manager will be responsible for the management of Business Process and Quality... of Business Process and Quality analysts, ensuring that they support in discovery, solution design and Implementation of change...

and record keeping. The Regulatory & Control Manager, working closely with the Head of Regulatory Controls (EMEA & APAC... of which Operations as a function plays a vital role in supporting. As a direct consequence of the acceleration of change and strategic...

for independent oversight of the EMEA Equities business including the following sub-lines of business: Equities Execution Services... regulatory change implementation; representing Compliance & Operational Risk on governance routines providing effective review...

they are and what they contribute. To learn more about CIBC, please visit JOB PURPOSE As the Consultant, Regulatory Operations..., you will be joining the OTC Derivatives team within Capital Markets and Wealth Management Operations. You will provide oversight on the...

team you’ll work with: Reporting to the Head of EMEA Controls you will be responsible for partnering with operational..., functional and change teams to support the identification, documentation, management and reporting of non-financial risks...

for Global Operations in EMEA. The team operates in a highly technical, fast-changing and dynamic environment with an excellent.... Working as part of the Global Compliance & Operational Risk (COR) team responsible for independent oversight of Global...

the United Kingdom, with significant operations in 70 countries across EMEA, North America, Latin America and Asia Pacific... and US. - Strong working knowledge of the application of US licence exceptions. -Confidence to submit Regulatory returns to relevant export...

on new, and additional initiatives. This includes implementation of regulatory change, and representing Compliance... to EMEA entities Review & challenge of the annual Technology scenario analyses Effective review of regulatory developments...

subsidiary governance providers across EMEA, APAC, and some of LATAM. Identifying opportunities for, and implementing improved... processes in subsidiary governance. Responsible for the statutory and regulatory administration of UK Group Subsidiaries...

unit, who is ready to make significant impacts, drive change across global markets, and nurture international teams... Process Outsourcing (BPO) / Managed Services, focusing on accounting, regulatory compliance, and legal services for financial...

EMEA IT systems are assessed and compliance with all SOX and audit requirements in the increasing & changing regulatory... to ensure that EMEA IT operate an assured control environment Ability to deliver change in a structured method (project...