SENIOR COMPLIANCE MONITORING OFFICER jobs in ENGLAND, United Kingdom

, apply now. Home Vacancy Description : Senior Compliance Monitoring Officer 019023 Lisa Tompkins... Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line..., conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance’s Monitoring Plan (CMP). Proven...

Compliance Monitoring Officer Location: Gloucestershire Sector: Job type: Salary: £40000 - £50000 per annum... date: 16 May 2024 Compliance Monitoring Officer Do you have a background within financial services? Are you currently...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes... understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the...

Role and Responsibilities Join CAE’s Quality Assurance and Compliance Monitoring team as Systems Specialist... of a Global framework for a centralized Safety, Quality Assurance and Compliance Monitoring system to enhance compliance...

Monitoring Officer. Join our newly formed Customer Insight, Information & Investigations team and help us to improve customer... services across Havering. As a Results and Service Improvement Monitoring Officer, you will be responsible for analysing data...

Monitoring Officer. Join our newly formed Customer Insight, Information & Investigations team and help us to improve customer... services across Havering. As a Results and Service Improvement Monitoring Officer, you will be responsible for analysing data...

a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the... where business transacted. Provide compliance management information to senior management to ensure best practice is adhered...

At Talbot, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

A leading financial services business headquartered in Cheshire, is recruiting for a Senior Compliance Officer... to join on a permanent basis. As Senior Compliance Officer, you will play a key role in ensuring that the firm adheres to all regulations...

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions A good... choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance...

Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely... well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them...

to review inherent and residual compliance risk exposure; Prepare and make reports to senior management and legal entity... officer role, with investment management compliance experience strongly preferred Knowledge of the financial markets, notably...