REGULATORY RISK OVERSIGHT MANAGER jobs in MIDDLESEX, United Kingdom

for a key program with a focus on compliance and legal risk. The Regulatory Risk & Oversight Manager will lead key pillars... connection point for global regulatory communications, ensuring preparedness for examinations. This Regulatory Risk & Oversight...

Northern Trust

Job Description: Director, Regulatory Oversight Management Manager At BNY, our culture empowers you to grow... a future team member for the role of Director, Regulatory Oversight Management Manager (CASS) to join our Markets team...

BNY Mellon

and/or remediation, covering both financial and non-financial risk deliveries. The Regulatory Oversight Specialist supports both the... opportunity within the newly-established Global Regulatory Change, Framework & Oversight (GRCFO) team, part of the enterprise...

Northern Trust

. Why this could be a great role for you…. A flexible home-based role reporting to the Head of Market Oversight, the Market Oversight Manager... is a member of the Corporate Provider and Market Oversight Team and is responsible for ensuring that CQC fulfils its regulatory...

Care Quality Commission

The Senior Manager - CASS Oversight, is responsible for the day to day operational oversight of CASS controls... reports and updates on CASS oversight, audit findings, and regulatory submissions. Focus on continuous improvement...

Close Brothers Group

under its delegated authority agreements with insurers and multiple regulatory bodies. Help with the oversight of existing Coverholders... and risk appetite of one of the largest and most successful insurance groups in the world. Our business is continuing to grow...

Munich Re

to our company's commitment to maintaining the highest standards of customer oversight and regulatory compliance. Role Purpose... & Accountability: The Senior Customer Oversight Officer will support the Customer Oversight Lead and the Customer Oversight Manager...

Bruin Financial

standard. The Regulatory Engagement team, which sits within the Risk & Compliance function, is central to M&G meeting... Affairs: in the implementation of M&G plc’s regulatory engagement strategy through management, coordination and oversight...

M&G

Position Title: Custody Regulatory Reporting Product Manager, VP Division: Securities Services Department: Custody... Reports to (Position): Custody Business Head (interim basis) We are seeking a Custody Regulatory Reporting Product Manager...

Citigroup

Regulatory Development Manager – Salary circa £65,000 We have an exciting new opportunity to join Aviva Insurance... Limited as a Regulatory Development Manager. This is a great role for somebody with a proactive and positive approach, who...

Aviva

standard. The Regulatory Engagement team, which sits within the Risk & Compliance function, is central to M&G meeting... Affairs: in the implementation of M&G plc’s regulatory engagement strategy through management, coordination and oversight...

M&G

standard. The Regulatory Engagement team, which sits within the Risk & Compliance function, is central to M&G meeting... to provide appropriate oversight and leadership of all regulatory relationships in all jurisdictions in which the business...

M&G

will be responsible for supporting regulatory compliance of the payments propositions within the UK. The Compliance Manager will be part... of the 2nd line Compliance Office and responsible for providing regulatory oversight and approval for new programs, providing...

Amazon

and record keeping. The Regulatory & Control Manager, working closely with the Head of Regulatory Controls (EMEA & APAC.... With increased scrutiny from Regulators with respect to the effectiveness of control frameworks and Senior Managers oversight...

MarketAxess

looking for a motivated and creative Senior Manager, Regulatory Affairs to lead the lifecycle management of several products in our portfolio... industry overspends on pharma operations by €100bn per year, putting the success of their pharma products at risk and creating...

The Simple Pharma Group

manage and strengthen the team's approach to managing the regulatory risks, their governance and oversight. In the short.... For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury...

Wise

team, Group Legal, Compliance & Group Risk Management to assess clients’ product requirements, to manufacture product..., Legal, Supervision & Oversight and other key RBC partners in identifying, designing, structuring, documenting delivering...

Royal Bank of Canada