The Senior Manager - CASS Oversight, is responsible for the day to day operational oversight of CASS controls... and accurate completion of CASS reconciliations. Manage, lead, and develop the CASS Oversight team and CASS Reconciliations team...
Close Brothers Groupthrough execution of CASS compliance risk stewardship, oversight, advisory and/or audit type activity. Analytical mind-set... Markets & Securities Services Compliance team. You’ll support the Head of Client Asset Protection, serving as a CASS Risk...
HSBCmanager focused on delivering global investment management excellence and retirement services that investors can rely... with us. POSITION PURPOSE The Transfer Agency Oversight Specialist is responsible for supporting the overall monitoring and management...
T. Rowe Price. For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... manage and strengthen the team's approach to managing the regulatory risks, their governance and oversight. In the short...
Wiseanalysis on repeat issues and ensure these are fixed at source to aid all teams within the bank. Oversight of daily CASS... Reporting Oversight Manager to ensure issues are tracked and resolved to completion and escalated in a timely manner and to the...
Scotiabankanalysis on repeat issues and ensure these are fixed at source to aid all teams within the bank. Oversight of daily CASS... Reporting Oversight Manager to ensure issues are tracked and resolved to completion and escalated in a timely manner and to the...
ScotiabankCASS queries. Provide oversight of the maintenance of the Senior Manager and Certification Regime (SMCR) across all levels... Senior Compliance Manager you will be providing input into the product governance, engagement with product teams, regulatory...
AJ Bell