REGULATORY MANAGER CASS jobs in United Kingdom #2

Job Description: Digital Conduct Manager (Investments) We know that people want great value combined... every step of the way - meaning you'll have the opportunity to make a real impact. Our Digital Conduct Manager...

Job Description: Operations Manager All Employee (SIP and SAYE) Team 12 months secondment Croydon (Hybrid... enrolments/Leaver processing etc) Adhere to Shareworks' CASS obligations when allocating assets to participants and instructing...

Governance and Controls Manager This is a great job for someone who is well organised with good time management... management and regulatory MI that will create the best customer outcomes. In this role you will coordinate the receipt and sign...

for provision of high quality regulatory audit and other assurance services to major firms. Our team covers banking and capital... statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the...

for provision of high quality regulatory audit and other assurance services to major firms. Our team covers banking and capital... statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the...

for provision of high quality regulatory audit and other assurance services to major firms. Our team covers banking and capital... statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the...

and external policies and industry regulatory requirements are adhered to. You will deputise for the Senior Operations Manager... to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular reference to CASS regulation...

Extended Assurance - Manager - Insurance Our Financial Services Assurance practice encompasses a wide... range of regulatory topics, both Conduct and Prudential in nature. This team is expected to enhance and compliment the capabilities of the...

.com For our offices in London we are currently looking for a full-time Compliance Manager. The UK office has seven companies... growth in our UK office we are looking to recruit a Compliance Manager to be based in London, to work with the Compliance...

.com For our offices in London we are currently looking for a full-time Compliance Manager. The UK office has seven companies... growth in our UK office we are looking to recruit a Compliance Manager to be based in London, to work with the Compliance...

payments to a value in Excess £160 billion annually. A role you will love The Treasury Back Office Senior Manager - EMEA... ensuring collaboration across the treasury function in order to deliver an optimal service. The Treasury Back Office Manager...

& mentoring within ECD – providing rollout of system or regulatory changes An understanding of FCA rules – notably CASS & COBS... motivated Manager to join the Equiniti Corporate Dealing team. You will be working with existing Managers, delivering core...

, query management and full adherence to regulatory commitments. This is a dynamic and challenging environment working to give... and the trade lifecycle, including delivery and expiry experience. An understanding of the CASS rules...

and best practice opportunities, and initiate action to maintain compliance in the face of a continually changing regulatory environment... team, to support the manager with escalated queries, project planning and implementation. Requirements KEY...

telephone manner Regulatory knowledge and development skills supporting CASS (Client Assets) in particular: CASS 7 (Client... Corporate Director (ACD) Authorised Fund Manager business IFSL Administration – The Group’s platform business Marlborough...

Corporate Director (ACD) Authorised Fund Manager business IFSL Administration - The Group's platform business Marlborough... and regulatory requirements Escalation of issues to management in a timely manner Requirements Whilst previous experience in...

Job Description: Who we are: We're a pan-European digital wealth manager with 130,000 active investors (growing... most. About the role: We are currently looking for an enthusiastic and proactive Administrator to join our CASS team and learn...