REGULATORY MANAGER CASS jobs in LONDON, United Kingdom

and CASS. A knowledge of additional regulatory requirements relating to operational resilience, wind down planning, payments.... For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support...

Wise

. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising... our investment products and services, and provide feedback on how they can be enhanced Carry out regulatory projects to deliver...

Harvey Nash

changes in relation to CASS Reporting. - have led teams of 5+ in the past. CASS OVERSIGHT MANAGER PRIMARY RESPONSIBILITIES... Control, Compliance, CASS reconciliations and other functions to ensure regulatory requirements meet the current and future...

Robert Walters

- meaning you'll have the opportunity to make a real impact. As a Product Manager at JPMorgan Chase within the International... a cross-functional way and we value your opinion in every matter; So, as are a product manager, if you want to get into design...

JPMorgan Chase

matters and raises with a manager and/or partner, while exercising judgement within agreed parameters. Produce work for the... Manager and/or Partner review clearly highlighting issues and providing potential solutions to issues identified. Identify...

BDO

and providing periodic updates to regulatory risk committees. About you Experience with Safeguarding and/or CASS regulatory.... For everyone, everywhere. More about our mission . Job Description We are looking for a proactive controller and audit manager to join our Treasury risk...

Wise

monthly CASS governance committee and providing periodic updates to regulatory risk committees. About you Experience... with Safeguarding and/or CASS regulatory obligations Experience with external audits (Safeguarding, CASS or financial) Understanding...

Wise

monthly CASS governance committee and providing periodic updates to regulatory risk committees. About you Experience... with Safeguarding and/or CASS regulatory obligations Experience with external audits (Safeguarding, CASS or financial) Understanding...

Wise

CASS Regulatory Requirements (including CMAR, CASS Resolution Pack and Banking Exemption adherence) provide CASS... relationship management services to relevant areas of the Investment Bank assist with testing a suite of CASS controls to ensure...

UBS

directly into the Senior CASS Oversight Manager the Lead Associate for the CASS Reconciliations team will be pivotal in...(s) Working knowledge of the regulatory frameworks and requirements that apply to the business, including the CASS rules when...

Robert Walters

Job Description: Global Shares - Regulatory Reporting Manager Global Shares, a J.P. Morgan company, is a leading... an Regulatory Reporting Manager, reporting to the Global Shares Head of Client and Assets, to join our team based in Europe...

JPMorgan Chase

and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G and CASS. Handle... and CASS. A knowledge of additional regulatory requirements relating to operational resilience, wind down planning, payments...

Wise

and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G and CASS. Handle... and CASS. A knowledge of additional regulatory requirements relating to operational resilience, wind down planning, payments...

Wise

Banking Job - Operational & Regulatory Support Team Officer-Banking (1-year FTC) - London - M £Highly Competitive... to: Manager Who You'll Be Working for: An international bank To be successful in this role our client has said it is essential...

People First

Maldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market... is also available due to an internal promotion. The ideal candidate will have several years of experience in a CASS Oversight function...

Maldon Partners

Job Description Purpose of the Role Understanding, leveraging and complying with regulatory rules and expectations... achieve their objectives. The Compliance Policy Manager role supports the Senior Compliance Manager in providing input...

AJ Bell

Job Description: Digital Conduct Manager (Investments) We know that people want great value combined... every step of the way - meaning you'll have the opportunity to make a real impact. Our Digital Conduct Manager...

JPMorgan Chase