Job Description Purpose of the Role Understanding, leveraging and complying with regulatory rules and expectations... achieve their objectives. The Compliance Policy Manager role supports the Senior Compliance Manager in providing input...
AJ Belland external policies and industry regulatory requirements are adhered to. You will deputise for the Senior Operations Manager... to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular reference to CASS regulation...
Interactive InvestorUK, Manchester - HYBRID. The position will report into Global Asset Safety - CASS and GAS Risk and Control Lead Manager... and Control Oversight to join our Operations - Global Asset Safety - CASS and GAS Risk and Control team. This role is located in...
BNY MellonActions Manager, the role holder is, under limited supervision, responsible for executing the timely and accurate end to end... reconciliations. Adherence to the regulations that apply to Corporate Actions, Dividends and CASS regulations. Own the end...
Interactive Investor