REGULATORY COMPLIANCE MONITORING AND jobs in LONDON, United Kingdom

from maternity leave they will lead compliance with our conduct regulatory requirements for both our investments and payment... are in place to monitor and test compliance with applicable prudential and investment regulatory requirements. Provide...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions...

. Delivery of a plan for the monitoring and assessment of ongoing compliance with regulatory requirements across the business...Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity...

Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies... is to assist the the Compliance Monitoring Manager in designing, implementing and delivering the Kensington Compliance Monitoring...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line... their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key Responsibilities...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD... manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

. Job Description: As a Compliance Monitoring Officer at you will play a pivotal role in ensuring adherence to regulatory requirements and internal...Job Title: Compliance Monitoring Officer Location: London Hybrid 2 days in the office Job Type: Full-time...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

achievement of regulatory goals, within a compliance monitoring and/or surveillance capacity. This is a Fixed Term Position (FTC...Compliance – Surveillance & Monitoring Analyst (FTC) Venn Group are currently recruiting for a long-term contract...

Compliance Monitoring & Testing and Head of EMEA Compliance. Performing thematic reviews based on key regulatory issues...Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance...

MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight... regulations and industry standards, while monitoring and evaluating regulatory changes and their impact on the bank’s operations...

business, wth c.95% of its c.£5 billion revenues subject to some form of economic regulation. Regulatory and compliance.... Leads on the documentation of compliance monitoring, as well as communication to the business of findings and appropriate...

approval applications, AR returns and other regulatory returns. Undertaking compliance monitoring tasks such as: Review... reminders to ARs Arrange and undertake compliance monitoring visits Undertake annual AR review Undertake regulatory tasks...

approval applications, AR returns and other regulatory returns. Undertaking compliance monitoring tasks such as: Review... reminders to ARs Arrange and undertake compliance monitoring visits Undertake annual AR review Undertake regulatory tasks...

business requirements Own monitoring and business reporting of regulatory, compliance and privacy business performance Manage... Manager to lead an expanding product team portfolio working across our business to deliver regulatory, compliance and privacy...

UK Regulatory Compliance Manager: We are looking for an experienced compliance professional to join our regulatory... compliance team to support compliance operations of the firm. The Regulatory Compliance Manager will be responsible...