REGULATORY AND CONDUCT RISK jobs in United Kingdom #6

and guidance on internal regulatory queries and supporting the Risk & Best Practice team with onboarding queries. Being a primary... reference point on compliance and related risk queries including on the Codes of Conduct (including client care, conflicts...

and guidance on internal regulatory queries and supporting the Risk & Best Practice team with onboarding queries. Being a primary... reference point on compliance and related risk queries including on the Codes of Conduct (including client care, conflicts...

climate-related risk and opportunity. However, there are opportunities for the successful candidate to contribute...-related risk and opportunity, a focus on financial quantification of risks and opportunities, and drafting disclosures based...

and regulatory requirements. Conduct regular risk assessments and reviews of the risk framework to ensure its effectiveness... and guidance to staff on risk management principles and practices. Stay updated on relevant industry trends, regulatory changes...

, Operational Resilience, Conduct Risk, D&I and Culture. Functional knowledge of the UK Financial Services regulatory environment... technical and regulatory knowledge of the wider team. You'll be someone with Governance and Risk Management related...

its investment risk program to ensure regulatory compliance. Role Details As a Senior Investment Risk Manager Act as a liaison... of forward-looking risks and assess investment risk profile appropriateness Conduct risk-related research on best in class, differentiated...

awareness of emerging risks impacting the group like nature risk and the increasing level of regulatory disclosures..., Hybrid Working, Job Share Job Description Summary . Job Description JOB TITLE: Audit Portfolio Lead – Climate Risk...

of defence for the portfolio. Own and Manage the Material Change Risk Process (MCRP) for high profile projects with Regulatory... or Customer Impact including production of relevant artefacts and reports. Responsible for all monthly risk reporting for Conduct...

We are newly recruiting for a Senior Associate to join our Risk & Compliance team. This role is offered on a flexible... Liaising with internal and external stakeholders in relation to risk related issues Assisting our Director of Legal...

Raise awareness of control risk Assesses the firm's control culture and conduct risks Monitors management's implementation... into the firm's operations and control processes. TEAM OVERVIEW Goldman Sachs Internal Auditors demonstrate strong risk...

compliance, regulatory, and reputational risk across the firm and help to strengthen the firm's culture of compliance. Compliance... and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk...

thoughtful leadership related to the impact of and risk appetite associated with the implementation of the regulatory capital... rules. Communicating thoughtful analysis on sophisticated regulatory capital matters to senior managers, businesses, risk...

Job Description: INTERNAL AUDIT Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets... including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists...

Financial Conduct Authority in the UK. What is the role? We are now seeking a Compliance, Risk & Oversight Officer (“CROO.... With our impressive range of payment services, smart technology, and regulatory licences, we deliver solutions that make managing payments...

with MOD and government cyber security policies and standards. · Risk Identification and Assessment: o Conduct thorough... legal, regulatory, and organisational standards. o Prepare and maintain detailed risk management documentation, including...

at an appropriate level, following the supplier management framework and regulatory expectations. Consistently conduct supplier...Supplier Performance / Third Party Risk Specialist Salary: up to £60K + discretionary bonus + Pension + Private...

, legal and regulatory, health and safety, emerging, and reputational risks; Assist in the development of the firm's Risk... testing and considering economic, social, data, and emerging risks; Conduct risk identification interviews and facilitate...