REGULATORY AND CONDUCT RISK jobs in BIRMINGHAM, United Kingdom

's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance... the risk of misconduct across the firm through support of the Firmwide Conduct Committee and the Firmwide Insider Threat...

your skills. Bring your knowledge of our brand to a new role and grow yourself further. Our Enterprise Risk Management (ERM...) Risk and Compliance function has a critical role to play in supporting, challenging, and advising across all areas of the...

Raise awareness of control risk Assesses the firm's control culture and conduct risks Monitors management's implementation... into the firm's operations and control processes. TEAM OVERVIEW Goldman Sachs Internal Auditors demonstrate strong risk...

Job Description: INTERNAL AUDIT Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets... including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists...

firmwide risks (ethical, regulatory, conduct) Updating and reporting on risk registers. Ensuring all corrective actions... legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham...

and Welsh Government, as well as to corporate clients, conduct of judicial reviews, and advice on related regulatory regimes. It... and other regulatory litigation and disciplinary matters. This particular role will report into a Partner in the team who primarily advises...

, all the Mandatory, Regulatory and General fitness medicals eg Rail industry medicals, Safety Critical medicals, Health... to managers and employees in relation to sickness absence, workplace environment, risk assessment, stress management and return...

& Intelligence, Monitoring & Screening, and Risk Assessment. Our AFC Team will provide you with opportunities to learn, grow... and case resolutions comply with applicable regulatory requirements, as well as internal policies and procedures Adhere...

Raise awareness of control risk Assesses the firm's control culture and conduct risks Monitors management's implementation... into the firm's operations and control processes. TEAM OVERVIEW Goldman Sachs Internal Auditors demonstrate strong risk...

firm's internal control structure, including the firm's governance processes and controls, and risk management and capital... and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control...

Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional scepticism, and are able... Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk...

Raise awareness of control risk Assesses the firm's control culture and conduct risks Monitors management's implementation... into the firm's operations and control processes. TEAM OVERVIEW Goldman Sachs Internal Auditors demonstrate strong risk...

and evolving risk Raise awareness of control risk Assesses the firm's control culture and conduct risks Monitors management... into the firm's operations and control processes. TEAM OVERVIEW Goldman Sachs Internal Auditors demonstrate strong risk...

assessments. Identify, prioritize, and remediate security vulnerabilities in systems, networks, and applications. Conduct risk... detailed reports and recommendations. Stay updated on the latest cyber threats, vulnerabilities, and attack vectors. Conduct...

, including risk identification, assessment, mitigation, and monitoring to ensure regulatory compliance and safeguard company... to regulatory requirements and internal policies related to information security. This role involves assessing and improving the...

regulatory and legislative requirements are met for individual categories Conduct strategic category review with line manager..., develop and implement clear commodity management strategies (where appropriate) to identify and mitigate risk...

, and remediate security vulnerabilities in systems, networks, and applications. Conduct risk assessments to identify and mitigate... and recommendations. Stay updated on the latest cyber threats, vulnerabilities, and attack vectors. Conduct threat analysis and provide...