REGULATORY AND CONDUCT RISK jobs in LONDON, United Kingdom

what they need. If your hand is in the air, we want you on our Dream Team We're looking for an Interim Group Head of Regulatory... for words to make our regulatory relationships stronger and adapt them to our global expansion. If you're an expert at juggling...

into the simplicity of a beautiful solution. About the role The Regulatory Affairs Team is responsible for maintaining... and developing transparent relationships with our regulators. We're looking for a Regulatory Affairs Manager to ensure...

(FCA) Senior Managers, the Certification Regime (SM and CR), and other regulatory frameworks. The Governance and Conduct... Risk Manager will report to the TTS UK Head of Governance and Conduct Risk, and will lead the governance and risk related...

with conduct risk metrics. An understanding of the UK regulatory environment would be beneficial. The ability to draft clearly...As part of the Compliance division of Macquarie's Risk Management Group, the Conduct Risk team supports our businesses...

, ICOBS, Conduct Risk, COI, financial promotions, complaints, gifts and hospitality, SMCR, regulatory relationships, product... Group Conduct Officer Manager, who reports to the Group Head of Compliance. This role partners with our Schemes & Affinities...

ongoing regulatory deliverables of the Senior Manager and Certification Regime (SMCR). Sitting within the Conduct Office... from other regulated firms The successful candidate will have a background in Conduct, Compliance, Risk, or Legal disciplines. Working...

, global professional ethics and conduct, and AML requirements Advising the Board and Risk Committee on key regulatory... business-focused support and solutions to colleagues on a variety of regulatory, compliance and professional conduct issues. It...

, Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade... Competencies: Excellent understanding of risk-based auditing methodology. An understanding and appreciation of conduct risks...

and business change programmes; governance and conduct matters; risk and regulatory advice; risk management frameworks; disputes...Who we are? The Regulatory Risk Management team at FTI Consulting supports financial institutions, regulators...

and business change programmes; governance and conduct matters; risk and regulatory advice; risk management frameworks; disputes...Who we are? The Regulatory Risk Management team at FTI Consulting supports financial institutions, regulators...

to our regulators. As Regulatory Risk Reporting - Associate in UK Regulatory Finance Team you will be dedicated to add the value...Job Description: UK Regulatory Finance is a high profile function, providing financial information to the Prudential...

responsibilities: · Deliver strategic regulatory guidance and conduct comprehensive risk assessments for global innovation projects.... · Conduct thorough risk assessments, provide pragmatic recommendations balancing commercial benefits and regulatory risks...

, and conduct matters. Growth in financial crime Reducing financial crime is a key priority for regulators, authorities.... Global financial institutions also face multiple legal and regulatory requirements in the UK, US and other countries...

, and regulatory updates relevant to the Company. Execution of a risk-based compliance monitoring programme in line with regulatory...THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance...

regulatory requirement Adhere to the operational risk framework for your role ensuring that all regulatory or company determined... exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics. The Regulatory...

regulatory requirement Adhere to the operational risk framework for your role ensuring that all regulatory or company determined... exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics. The Regulatory...

? We are looking for a Senior Regulatory Relations Manager like you to: Work collaboratively within a team to centrally manage the supervisory... relationships with the UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) on behalf of the entire UBS...