INTERNAL AUDIT REGULATORY REPORTING jobs in NEW YORK CITY NY, United Kingdom #3

Who You'll Work With: The Broker-Dealer Accounting/Regulatory Reporting team of Bernstein Institutional Services...’s introducing broker-dealer. The position is primarily responsible for accounting, management and regulatory reporting, including...

audit plans Executing audit procedures and documenting results Sarbanes Oxley (SOX) testing & reporting Evaluating... internal controls and making recommendations for improvements Preparing audit reports and presenting findings to management...

of experience in a trading and/ or Internal Audit or operational risk management role in a Financial Services Firm or Consulting... for every future! Purpose The Senior Manager, First Line Testing, US Internal Control is responsible for developing...

of experience in a trading and/ or Internal Audit or operational risk management role in a Financial Services Firm or Consulting... for every future! Purpose The Senior Manager, First Line Testing, US Internal Control is responsible for developing...

trends, best practices, and regulatory developments related to internal auditing. Identify opportunities to enhance audit..., other discounts, perks and more What We’re Looking For: As a vital member of our Internal Audit team, the Senior Internal Auditor...

processes Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery...Job description Job Description: As a member of the Data Governance (DG) Audit team, the candidate will execute...

with the right job opportunities. Today we are hiring a Hybrid, Data Governance Audit Team Audit Managerfor our client in the... of the Data Governance (DG) Audit team, you will execute audit programs designed to measure and report on enterprise data...

and oversight of audit activities related to Markets and Execution Services, Market Risk and Credit Risk Management. Reporting... will have a strong knowledge of audit, risk management, risk and control frameworks, and regulatory expectations at large financial institutions...

: Oversee and manage the entire audit process from planning to reporting, ensuring efficiency and adherence to timelines... outstanding documentation and follow up with clients to ensure reporting deadlines are met. Regulatory Compliance and Continuous...

with department standards, methodology, budgets and deadlines (inclusive of audit planning, fieldwork, reporting, and wrap-up..., and develop junior team members in all aspects of the audit methodology; and Maintain internal audit competency through ongoing...

; regulatory relations; reporting; training and professional development; and key internal capabilities and technologies.... We are committed to growing our audit staff significantly as we continue to expand and enhance the Internal Audit Group. Our assurance...

other junior team members or co-sourced internal audit professionals. Role Objectives: Expertise Experience and deep... experience and familiarity with audit techniques, internal controls, and workpaper standards. Advanced Degree (Master's or Ph...

and manage a budget Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance... within Internal Audit, in coordination with the Audit team. The overall objective of this role is to develop and execute a robust...

. Understanding of applicable regulatory standards / guidance for a Bank Holding Company. Understanding of audit techniques, internal...' experience in the banking & finance industry to work within the Internal Audit Department. The Audit Manager will design...

years' experience in the banking & finance industry to work within the Internal Audit Department. The Audit Manager... will design and supervise execution of internal audits of various complexities, ensuring audit work is performed in accordance...

/ Responsibilities: The Internal Audit Manager manages the day to day execution of integrated financial, operational, and regulatory... audits. Manages Audit Lifecycle: Lead moderately complex audit projects, from planning to reporting, utilizing a risk...

to requests from the Regulatory Liaison team, Internal Audit Department and external auditors. The role requires the individual..., regulatory and compliance contents and result Support internal regulatory and financial reporting control testing...