INTERNAL AUDIT REGULATORY REPORTING jobs in NEW YORK CITY NY, United Kingdom #2

and execution coordination activities for GTA U.S. related to regulatory, audit and self-identified issues. This person will serve..., supporting IT regulatory/audit exams and remediations and issue management across the U.S. Contribute to the overall success...

and execution coordination activities for GTA U.S. related to regulatory, audit and self-identified issues. This person will serve..., supporting IT regulatory/audit exams and remediations and issue management across the U.S. Contribute to the overall success...

and internal audit matters, business processes, and policy governance matters of CM. The role will act as a point... effectiveness, consistency and adherence to internal and external (market and regulatory) standards Collaborate with AD policy...

and regulatory reporting processes, controls and data Support the broader Lending Transformation Program (and stakeholders..., including preparation of materials Partner with ICM functional areas, 2nd Line Operational Risk Management and Internal Audit...

regulatory requirements and guidance Collaborate with various internal teams such as Risk, Operations, Treasury, Finance..., standards, criteria, documentation and after action reporting) Understanding of Regulatory Environment: Deep knowledge...

(including independent risk, finance, HR, and Legal), Internal Audit to obtain information / documentation to respond... such as Technology and Internal Audit on the development of Corrective Action Plans and associated target dates. Additional duties...

, Regulatory Exams, and Internal Audit Reviews, as well as remediation activities across the CB portfolio. In this role... Regulatory Exams, internal and external audit reviews, interface with third party regulators & auditors on behalf of corporate...

is responsible. Management and Reporting Direct reporting line to Regulatory Compliance, BSA/AML/Sanctions Audit Director... audit works - Verify the audited unit's compliance with internal policies and procedures and the applicable laws...

reporting line to Regulatory Compliance, BSA/AML/Sanctions Audit Director During an assignment, the Lead Auditor may... Audit of any major control weaknesses (reputational, regulatory, compliance, etc.) identified during the audit review...

's regulatory remediation program and committee meetings supporting these efforts · Partner with internal stakeholders, audit... and Investment Bank as part of the Regulatory Affairs team in New York, reporting to the CUSO Head of Regulatory Affairs. Qualified...

York, reporting to the CUSO Head of Regulatory Affairs. Qualified applicants should have knowledge of Market Risk... and committee meetings supporting these efforts · Partner with internal stakeholders, audit and regulators establishing...

to a variety of audit, regulatory, valuation, and financial analyses services to design solutions that address our clients’ complex... accounting and financial reporting challenges, as well as their broader business issues. To really stand out and make us fit...

of Directors) and external(Regulatory) clients. Interacts with Internal Audit and PWC to ensure compliance to investment accounting... Books, and Statutory Notes/Disclosures. Reviews financial reporting for internal (Controller, CFO, Businesses and Board...

of Directors) and external(Regulatory) clients. Interacts with Internal Audit and PWC to ensure compliance to investment accounting... Books, and Statutory Notes/Disclosures. Reviews financial reporting for internal (Controller, CFO, Businesses and Board...

. Responsibilities Lead the Governance and Reporting function within the RRP team Collaborate with various internal teams such as Risk... accurate and complete reporting Understanding of Regulatory Environment: Deep knowledge of financial regulations...

., regulatory) and internal stakeholders. Job responsibilities: Supporting the preparation of monthly/quarterly regulatory..., in the external reporting group within Investment & Corporate Banking (ICB) Product Controllers unit...

reporting and accounting functions. Responsibilities: Prepare internal and external financial reports required by management... for regulatory agencies reporting Assist in preparing schedules for SEFA and other regulatory reports Requirements: Bachelor...