MANAGER BROKER DEALER ACCOUNTING jobs in NEW YORK CITY NY, United Kingdom

, introducing and clearing Broker Dealer clients of the firm. Our Capital Markets practice is nationally integrated and operates... one like you and that’s why there’s nowhere like RSM. RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving...

-dealer operations. The successful candidate will have a strong background in financial services accounting, broker-dealer... of experience in accounting, with at least 3 years in a broker-dealer environment. Previous experience in a Big 4 accounting firm...

and/or broker dealer regulatory compliance or a graduate degree and approximately 4 years of consulting work experience A degree in... Capital Markets, investment banking, and broker dealer product and service knowledge (e.g., equity and debt securities...

or more years of work experience with capital markets and/or broker dealer regulatory compliance or a graduate degree... banking, and broker dealer product and service knowledge (e.g., equity and debt securities, commodities, derivatives, foreign...

Management, Sales and Trading Operations; Broker Dealer Compliance; and, Data and Analytics in a Sales and Trading business...Industry/Sector Banking and Capital Markets Specialism Operations Management Level Manager...

, governance, design and operations in relevant areas, such as trade life cycle, front-office structure, broker-dealer operations... Manager: This position could be located in NY (primary), NJ, NC. EY is the only professional services organization...

life cycle, front-office structure, broker-dealer operations, clearance and settlement, client onboarding, treasury.... To qualify for the role you must have · A bachelor's degree in Accounting, Finance, Economics or Business with 5+ years...

of experience in audit or relevant control environment Strong knowledge of bank and broker dealer operations Required skills... on audit progress following the pre-set timeframe - Notify immediately the Audit Manager / Regional Supervisor / Head of Local...

and broker dealer operations Required skills Required: · Organization, efficiency, results-driven, analytical skills... - Notify immediately the Audit Manager / Regional Supervisor / Head of Local Audit of any major control weaknesses...

of experience in audit or relevant control environment Strong knowledge of bank and broker dealer operations Required skills... on audit progress following the pre-set timeframe - Notify immediately the Audit Manager / Regional Supervisor / Head of Local...