A successful MLRO (SMF 17) and Deputy Head of Compliance should have: An academic degree in a related field such as finance, business...Lead the regulatory compliance program within the Investment Banking department. Fulfil the role of MLRO (SMF 17...
Page ExecutiveA successful MLRO (SMF 17) and Deputy Head of Compliance should have: An academic degree in a related field such as finance, business...This role is a unique opportunity for a driven, seasoned professional to serve as MLRO and Deputy Head of Compliance...
Michael Pageroles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence...SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid...
Hydrogen Groupwithin the UK insurance sector, preference for prior SMF 16 experience Strong practical knowledge of FCA/PRA compliance...We are looking for a highly motivated and dedicated individual to maintain a robust compliance framework and lead...
Swiss Rewithin our Compliance department. You will be working within a specialist team, focused on the FCA and PRA’s Senior Managers... forwards key elements of RBC’s compliance with the SMCR. You will also be involved in employee conduct management...
Royal Bank of CanadaWho we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals... with applicable laws, regulations, and internal policies. As part of a collaborative global team, you will contribute to Compliance...
State Streetoutcomes). Key duties will include: Support the Head of Conduct & Compliance Advice with the management of a high... conduct risk and compliance frameworks and policies. Support the Head of Conduct & Compliance Advice (and team) with the...
Starling Bankoutcomes). Key duties will include: Support the Head of Conduct & Compliance Advice with the management of a high... conduct risk and compliance frameworks and policies. Support the Head of Conduct & Compliance Advice (and team) with the...
Starling Bank. Job Description JOB TITLE: Head of Leveraged Finance & Project Finance Syndicate (Structured Finance & Syndicate) LOCATION: London HOURS: Full... of compliance policies, develops underlying procedures and monitors their implementation for area of responsibility within the...
Lloyds Banking Groupto ensure their best execution in accordance with regulatory requirements, alongside the Head of Compliance (SMF 17 & 16... offerings. You will report into the Square Banking Global Head of Product based in the USA. You will be part of the leadership...
Afterpay