HEAD OF COMPLIANCE RISK jobs in LONDON, United Kingdom

our regulators up to date with new products, initiatives, and other ad hoc updates Working with the wider Risk and Compliance team... in financial services Experience working in compliance/risk at a regulated financial services firm, fintech, regulator...

their Risk & Compliance function. As the Head of Compliance & DPO, you'll play a pivotal role in ensuring adherence...Are you a Law Firm Risk & Compliance expert looking to make a significant impact in a new role? We are excited to let...

ABOUT THE ROLE We have an exciting opportunity for a Head of Compliance, Risk and Audit to join the wider Compliance..., internal audit, business continuity planning and data protection. As The Head of Compliance, Risk and Audit, you are the...

· Undertake compliance risk and risk management assessments at the UK investment firm level and at the underlying asset... by the funds managed by the UK investment firm. · Ensure risk management compliance in accordance with applicable law, in...

a Head of Compliance with strong AIF product knowledge. The role will involve enforcing regulations in all aspects and levels... of business as well as providing guidance on compliance matters. · Undertake compliance risk and risk management assessments...

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Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals... for an individual who has experience with risk assessment, internal controls, compliance or audit functions. The role can be performed...

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... Compliance and Operational Risk (“GCOR”) is responsible for second line coverage of technology built, bought and used by Global...

closely with both UCL’s Head of Policy, and Chief Risk and Compliance Officer to establish strategic Policy, Risk... and governance advice to the institution and is tasked with creating and operating appropriate risk and compliance frameworks...

be doing: Work closely with and assist OA department head in developing a risk and compliance strategy for the S&H archetype... that is aligned to WPP CSO and WPP IT strategies. Establish security, risk & compliance community across the range of S&H agencies...

’s Head of Policy, and Chief Risk and Compliance Officer to establish strategic Policy, Risk and Compliance functions for UCL... and governance advice to the institution and is tasked with creating and operating appropriate risk and compliance frameworks...

to transform vessel compliance and risk management. We're committed to enhancing maritime safety, regulatory adherence... of our internal and external clients. As a key member of the Compliance product team, you'll play a vital role in our objective...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (Commodities) Location: London...: This role is responsible for assisting the Compliance and Operational Risk team to execute second line of defense compliance...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (FICC) Location: London Title: Up... is responsible for assisting the Compliance and Operational Risk team to execute second line of defense compliance and operational...

another Manager reporting into the Head of Risk and Compliance. You will be responsible for delivering the risk and compliance team... Being a key point of contact for the business on all risk and compliance matters and deputising for the Head of Department...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... is responsible for assisting the Compliance and Operational Risk team to execute compliance and operational risk oversight...

Job Description: Job Title: EAC Compliance & Operational Risk Manager Location: London Company Overview... independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related...